Advisor Alert: Our Attorneys Are Investigating Darren Keefe Daye For Investment Fraud
Did You Lose Money Because of Darren Daye?
Filed: March 15, 2024
Darren Daye (also known as Darren Irvine Daye, Darren K Daye, Darren Keefe Daye Mr.) has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Darren Keefe Daye.
Who Is Darren Keefe Daye of B. Riley Wealth Advisors, Inc. and B. Riley Wealth Management?
- Advisor Name: Darren Keefe Daye
- Aliases: Darren Irvine Daye, Darren K Daye, Darren Keefe Daye Mr.
- CRD: 3032746
- Location: Las Vegas, Nevada
- Current Employer: B. Riley Wealth Advisors, Inc. and B. Riley Wealth Management
- Previous Firms: National Securities Corporation, Select Planning Group, Inc., and Securian Financial Services, Inc.
- Number of Known Customer Complaints: 2
- Can Darren Daye Be Sued: Yes, in Private Arbitration
- Can Darren Daye’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $130,000
- Highest Settlement: $52,000
If you have suffered investment losses by Darren Daye, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Darren Daye For Broker Misconduct
As of this publication date, Darren Daye has been the subject of 2 customer disputes. Let’s review them below.
In October 2022, a FINRA arbitration was filed against or in reference to Darren Daye by a customer of National Securities Corporation alleging suitability in GWG Holdings L Bonds and preferred stock and GPB Waste Management, LP. Per the customer, he/she lost over $130,000 because of Mr. Daye’s actions. On January 16, 2023, Mr. Daye settled the claim for $52,000, and some or all of this amount may have been paid by Mr. Daye’s employer and/or insurance carrier.
In December 2006, a FINRA arbitration was filed against or in reference to Darren Daye by a customer of Securian Financial Services, Inc. alleging that they were not fully made aware of account value that would transfer from one company to another. Per the customer, he/she lost over $18,000 because of Mr. Daye’s actions.
How To File A Claim Against Darren Daye of B. Riley Wealth Advisors, Inc. and B. Riley Wealth Management (previously with National Securities Corporation, Select Planning Group, Inc., and Securian Financial Services, Inc.) To Get Your Money Back
If you have questions about Darren Daye, B. Riley Wealth Advisors, Inc., B. Riley Wealth Management, National Securities Corporation, Select Planning Group, Inc., Securian Financial Services, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.