Advisor Alert: Our Attorneys Are Investigating David Alan Columb For Investment Fraud
Did You Lose Money Because of David Columb?
Filed: November 6, 2023
David Columb has been the subject of three (3) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on David Alan Columb.
Who Is David Alan Columb?
- Advisor Name: David Alan Columb
- Aliases: David Columb
- CRD: 4448027
- Location: Scottsdale, Arizona
- Current Employer: Currently not Registered
- Previous Firms: LPL Financial LLC, B.C. Ziegler And Company, and Ameritas Investment Corp.
- Number of Known Customer Complaints: 3
- Can David Columb Be Sued: Yes, in Private Arbitration
- Can David Columb’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $47,500
- Highest Settlement: Unknown
If you have suffered investment losses by David Columb, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a churning lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against David Columb For Broker Misconduct
As of this publication date, David Columb has been the subject of 3 customer disputes. Let’s review them below.
In November 2019, a complaint was filed against or in reference to David Columb by a customer of LPL Financial LLC alleging that variable annuity was misrepresented at the time of purchase as a fixed investment and sought recovery of surrender charge, which she alleged was $8200. Per the customer, he/she lost over $8,200 because of Mr. Columb’s actions.
In August 2011, a complaint was filed against or in reference to David Columb by a customer of B.C. Ziegler And Company alleging unsuitable investment recommendations. Per the customer, he/she lost over $45,000 because of Mr. Columb’s actions.
In August 2011, a complaint was filed against or in reference to David Columb by a customer of B.C. Ziegler And Company and LPL Financial LLC alleging unsuitable purchase of Berhinger Harvard REIT in 2005 and 2008. The client also alleges unauthorized transfer of account from B.C. Ziegler To LPL. per the customer, he/she lost over $47,500 because of Mr. Columb’s actions.
How To File A Claim Against David Columb (previously with LPL Financial LLC, B.C. Ziegler And Company, and Ameritas Investment Corp.) To Get Your Money Back.
If you have questions about David Columb, LPL Financial LLC, B.C. Ziegler And Company, Ameritas Investment Corp., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.