Advisor Alert: Our Attorneys Are Investigating Timothy Lee Connor For Investment Fraud
Did You Lose Money Because of Timothy Connor?
Filed: March 11, 2024
Timothy Connor currently has three (3) pending customer complaints. Overall, he has been the subject of three (3) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Timothy Lee Connor.
Who Is Timothy Lee Connor of LPL Financial LLC?
- Advisor Name: Timothy Lee Connor
- Aliases: Timothy Connor
- CRD: 2222028
- Location: Redwood City, California
- Current Employer: LPL Financial LLC
- Previous Firms: Cetera Investment Advisers LLC, First Allied Securities, Inc., and First Allied Advisory Services, Inc.
- Number of Known Customer Complaints: 3
- Can Timothy Connor Be Sued: Yes, in Private Arbitration
- Can Timothy Connor’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $80,000
- Highest Settlement: Unknown
If you have suffered investment losses by Timothy Connor, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a breach of fiduciary duty lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Timothy Connor For Broker Misconduct
As of this publication date, Timothy Connor has been the subject of 3 customer disputes. Let’s review them below.
In January 2024, a FINRA arbitration was filed against or in reference to Timothy Connor by a customer of First Allied Securities, Inc. and Cetera Advisors LLC alleging that Mr. Connor made unsuitable investment recommendations. As of this publication date, this claim remains pending.
In December 2023, a FINRA arbitration was filed against or in reference to Timothy Connor by a customer of First Allied Securities, Inc. alleging suitability, breach of fiduciary duty, negligence, and breach of contract. Per the customer, he/she lost over $80,000 because of Mr. Connor’s actions. As of this publication date, this claim remains pending.
In March 2023, a FINRA arbitration was filed against or in reference to Timothy Connor by multiple customers of First Allied Securities, Inc. alleging that Mr. Connor made unsuitable investment recommendations during the period of January 2018 to June 2021. As of this publication date, this claim remains pending.
How To File A Claim Against Timothy Connor of LPL Financial LLC (previously with Cetera Investment Advisers LLC, First Allied Securities, Inc., and First Allied Advisory Services, Inc.) To Get Your Money Back
If you have questions about Timothy Connor, LPL Financial LLC, Cetera Investment Advisers LLC, First Allied Securities, Inc., First Allied Advisory Services, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.