Advisor Alert: Our Attorneys Are Investigating Christopher Edward Ordway For Investment Fraud
Did You Lose Money Because of Chris Ordway?
Filed: February 9, 2024
Christopher Ordway (also known as Chris Ordway) currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) termination event, one (1) customer complaint, and one (1) judgment/lien event. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Christopher Edward Ordway.
Who Is Christopher Edward Ordway?
- Advisor Name: Christopher Edward Ordway
- Aliases: Chris Ordway
- CRD: 4505062
- Location: Phoenix, Arizona
- Current Employer: Currently Not Registered
- Previous Firms: Berthel, Fisher & Company Financial Services, Inc. and Next Financial Group, Inc.
- Number of Known Customer Complaints: 1
- Number of Known Termination Events: 1
- Number of Known Judgment/Lien Events: 1
- Can Christopher Ordway Be Sued: Yes, in Private Arbitration
- Can Christopher Ordway’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $170,000
- Highest Settlement: Unknown
If you have suffered investment losses by Christopher Ordway, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a failure to supervise lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Chris Ordway For Broker Misconduct
As of this publication date, Christopher Ordway has been the subject of 1 termination event, 1 customer dispute, and 1 judgment/lien event. Let’s review them below.
In October 2023, a FINRA arbitration was filed against or in reference to Christopher Ordway by a customer of Berthel, Fisher & Company Financial Services, Inc. alleging that in 2015, Mr. Ordway sold high-commission, complex, risky, illiquid alternative investments which were unsuitable and misrepresented to the client. The client further alleges that the representative and Firm failed to conduct adequate due diligence. Per the customer, he lost over $170,000 because of Mr. Ordway’s actions. As of this publication date, this claim remains pending.
In February 2017, Christopher Ordway was the subject of a civil judgment or lien in the amount of $122,640.95. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.
In August 2009, Cambridge Investment Research, Inc. terminated Christopher Ordway for failure to comply with firm and industry rules regarding advertising.
How To File A Claim Against Chris Ordway (previously with Berthel, Fisher & Company Financial Services, Inc. and Next Financial Group, Inc.) To Get Your Money Back
If you have questions about Christopher Ordway, Berthel, Fisher & Company Financial Services, Inc., Next Financial Group, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.