Advisor Alert: Our Attorneys Are Investigating Michael William Haley For Investment Fraud
Did You Lose Money Because of Mike Haley?
Filed: November 29, 2023
Mike Haley (also known as Michael William Haley) has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Michael William Haley.
Who Is Michael William Haley of LPL Financial LLC?
- Advisor Name: Michael William Haley
- Aliases: Mike Haley
- CRD: 1784225
- Location: Stockton, California
- Current Employer: LPL Financial LLC
- Previous Firms: National Planning Corporation and Marketing One Securities, Inc.
- Number of Known Customer Complaints: 1
- Can Michael Haley Be Sued: Yes, in Private Arbitration
- Can Michael Haley’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $230,000
- Highest Settlement: Unknown
If you have suffered investment losses by Michael Haley, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Mike Haley For Broker Misconduct
As of this publication date, Michael Haley has been the subject of 1 customer dispute. Let’s review it below.
In December 2020, a FINRA arbitration was filed against or in reference to Michael Haley by a customer of LPL Financial LLC alleging that certain investments were too risky. Per the customer, he/she lost over $230,000 because of Mr. Haley’s actions.
How To File A Claim Against Mike Haley of LPL Financial LLC (previously with National Planning Corporation and Marketing One Securities, Inc.) To Get Your Money Back.
If you have questions about Michael Haley, LPL Financial LLC, National Planning Corporation, Marketing One Securities, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.