Advisor Alert: Our Attorneys Are Investigating Vincent Devos La Cava For Investment Fraud
Did You Lose Money Because of Vincent La Cava?
Filed: January 24, 2024
Vincent La Cava has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Vincent Devos La Cava.
Who Is Vincent Devos La Cava of Ameriprise Financial Services, LLC?
- Advisor Name: Vincent Devos La Cava
- Aliases: Vincent Devos LaCava
- CRD: 1878332
- Location: Bellevue, Washington
- Current Employer: Ameriprise Financial Services, LLC
- Previous Firms: Ameriprise Advisor Services, Inc. and National Asset Management, Inc.
- Number of Known Customer Complaints: 1
- Can Vincent La Cava Be Sued: Yes, in Private Arbitration
- Can Vincent La Cava’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: $61,125
If you have suffered investment losses by Vincent La Cava, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Vincent La Cava For Broker Misconduct
As of this publication date, Vincent La Cava has been the subject of 1 customer dispute. Let’s review it below.
In November 2020, a FINRA arbitration was filed against or in reference to Vincent La Cava by a customer of Ameriprise Financial Services, LLC alleging that Mr. La Cava recommended the client unsuitable securities, including Amira Nature Foods, that were overly concentrated in certain product types and/or industries. On January 9, 2023, Mr. La Cava settled the claim for $61,125, and some or all of this amount may have been paid by Mr. La Cava’s employer and/or insurance carrier.
How To File A Claim Against Vincent La Cava of Ameriprise Financial Services, LLC (previously with Ameriprise Advisor Services, Inc. and National Asset Management, Inc.) To Get Your Money Back
If you have questions about Vincent La Cava, Ameriprise Financial Services, LLC, Ameriprise Advisor Services, Inc, National Asset Management, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.