Advisor Alert: Our Attorneys Are Investigating Kirk Mitchell Balin For Investment Fraud
Did You Lose Money Because of Kirk Balin?
Filed: November 2, 2023
Kirk Balin currently has one (1) pending customer complaint. Overall, he has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Kirk Mitchell Balin.
Who Is Kirk Mitchell Balin of LPL Financial LLC and Householder Group Estate & Retirement Specialists?
- Advisor Name: Kirk Mitchell Balin
- Aliases: Kirk M Balin
- CRD: 4590715
- Location: Seattle, Washington State
- Current Employer: LPL Financial LLC and Householder Group Estate & Retirement Specialists
- Previous Firms: Householder Group Financial Advisors, LLC and Securities Service Network, Inc.
- Number of Known Customer Complaints: 2
- Can Kirk Balin Be Sued: Yes, in Private Arbitration
- Can Kirk Balin’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $400,000
- Highest Settlement: $14,000
If you have suffered investment losses by Kirk Balin, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a breach of fiduciary duty lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Kirk Balin For Broker Misconduct
As of this publication date, Kirk Balin has been the subject of 2 customer disputes. Let’s review them below.
In July 2023, a FINRA arbitration was filed against or in reference to Kirk Balin by a customer of Householder Group Financial Advisors, LLC alleging that Mr. Balin recommended an unsuitable portfolio of investments from 2016-2023. Per the customer, he/she lost over $400,000 because of Mr. Balin’s actions. As of this publication date, this claim remains pending.
In September 2018, a FINRA arbitration was filed against or in reference to Kirk Balin by a customer of LPL Financial LLC alleging unsuitability and breach of fiduciary duty in connection with purchase of 5 investments including non-traded REITs. Per the customer, he/she lost over $60,000 because of Mr. Balin’s actions. On May 30, 2019, Mr. Balin settled the claim for $14,000, and some or all of this amount may have been paid by Mr. Balin’s employer and/or insurance carrier.
How To File A Claim Against Kirk Balin of LPL Financial LLC and Householder Group Estate & Retirement Specialists (previously with Householder Group Financial Advisors, LLC and Securities Service Network, Inc.) To Get Your Money Back.
If you have questions about Kirk Balin, LPL Financial LLC, Householder Group Estate & Retirement Specialists, Householder Group Financial Advisors, LLC, Securities Service Network, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.