Advisor Alert: Our Attorneys Are Investigating Eric Scott Ruthman For Investment Fraud
Did You Lose Money Because of Eric Ruthman?
Filed: February 9, 2024
Eric Ruthman currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Eric Scott Ruthman.
Who Is Eric Scott Ruthman of Phase Line Capital, LLC and Purshe Kaplan Sterling Investments?
- Advisor Name: Eric Scott Ruthman
- Aliases: Eric S Ruthman
- CRD: 6281076
- Location: Atlanta, Georgia
- Current Employer: Phase Line Capital, LLC and Purshe Kaplan Sterling Investments
- Previous Firms: LPL Financial LLC and Edward Jones
- Number of Known Customer Complaints: 1
- Can Eric Ruthman Be Sued: Yes, in Private Arbitration
- Can Eric Ruthman’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: Unknown
If you have suffered investment losses by Eric Ruthman, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a churning lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Eric Ruthman For Broker Misconduct
As of this publication date, Eric Ruthman has been the subject of 1 customer dispute. Let’s review it below.
In December 2023, a FINRA arbitration was filed against or in reference to Eric Ruthman by a customer of LPL Financial LLC alleging that during the time period December 2020 to November 2021, Mr. Ruthman recommended unsuitable investments in structured products. As of this publication date, this claim remains pending.
How To File A Claim Against Eric Ruthman of Phase Line Capital, LLC and Purshe Kaplan Sterling Investments (previously with LPL Financial LLC and Edward Jones) To Get Your Money Back
If you have questions about Eric Ruthman, Phase Line Capital, LLC, Purshe Kaplan Sterling Investments, LPL Financial LLC, Edward Jones, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.