Advisor Alert: Our Attorneys Are Investigating Brian James Bova For Investment Fraud
Did You Lose Money Because of Brian Bova?
Filed: February 9, 2024
Brian Bova has been the subject of one (1) termination event. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Brian James Bova.
Who Is Brian James Bova?
- Advisor Name: Brian James Bova
- Aliases: Brian Bova
- CRD: 4445536
- Location: Houston, Texas
- Current Employer: Currently Not Registered
- Previous Firms: Cabot Lodge Securities LLC, Purshe Kaplan Sterling Investments, and UBS Financial Services Inc.
- Number of Known Termination Events: 1
- Can Brian Bova Be Sued: Yes, in Private Arbitration
- Can Brian Bova’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: Unknown
If you have suffered investment losses by Brian Bova, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a portfolio mismanagement lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Brian Bova For Broker Misconduct
As of this publication date, Brian Bova has been the subject of 1 termination event. Let’s review it below.
In December 2023, Cabot Lodge Securities LLC terminated Brian Bova for engaging in activities as a General Partner – through a separate entity over which Mr Bova had control – of a Reg D offering, without obtaining permission from the firm.
How To File A Claim Against Brian Bova (previously with Cabot Lodge Securities LLC, Purshe Kaplan Sterling Investments, and UBS Financial Services Inc.) To Get Your Money Back
If you have questions about Brian Bova, Cabot Lodge Securities LLC, Purshe Kaplan Sterling Investments, UBS Financial Services Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.