Advisor Alert: Our Attorneys Are Investigating Lawrence Jan Rosen For Investment Fraud
Did You Lose Money Because of Larry Rosen?
Filed: January 24, 2024
Lawrence Rosen (also known as Larry Rosen) has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Lawrence Jan Rosen.
Who Is Lawrence Jan Rosen of Ameriprise Financial Services, LLC?
- Advisor Name: Lawrence Jan Rosen
- Aliases: Larry Jan Rosen
- CRD: 3227582
- Location: Suffern, New York
- Current Employer: Ameriprise Financial Services, LLC
- Previous Firms: Assent LLC and Genesis Securities, LLC
- Number of Known Customer Complaints: 1
- Can Lawrence Rosen Be Sued: Yes, in Private Arbitration
- Can Lawrence Rosen’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $150,000
- Highest Settlement: $7,500
If you have suffered investment losses by Lawrence Rosen, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a failure to supervise lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Lawrence Rosen For Broker Misconduct
As of this publication date, Lawrence Rosen has been the subject of 1 customer dispute. Let’s review it below.
In August 2020, a FINRA arbitration was filed against or in reference to Lawrence Rosen by a customer of Ameriprise Financial Services, LLC alleging that Mr. Rosen made unsuitable recommendations for Claimants’ overall investment strategy. The causes of action are: Negligence, Professional Negligence, Violations of Law, Unsuitable Recommendations, Negligent Supervisions, Breach of Contract, Breach of Fiduciary Duty and Breach of Securities Industry Rules and Regulations. Per the customer, he/she lost over $150,000 because of Mr. Rosen’s actions. On September 1, 2021, Mr. Rosen settled the claim for $7,500, and some or all of this amount may have been paid by Mr. Rosen’s employer and/or insurance carrier.
How To File A Claim Against Lawrence Rosen of Ameriprise Financial Services, LLC (previously Assent LLC and Genesis Securities, LLC) To Get Your Money Back
If you have questions about Lawrence Rosen, Ameriprise Financial Services, LLC, Assent LLC, Genesis Securities, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.