Advisor Alert: Our Attorneys Are Investigating Brian Keith Jones For Investment Fraud
Did You Lose Money Because of Brian Jones?
Filed: March 13, 2024
Brian Jones currently has one (1) pending regulatory event. Overall, he has been the subject of one (1) regulatory event. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Brian Keith Jones.
Who Is Brian Keith Jones of Cambridge Investment Research, Inc. and Cambridge Investment Research Advisors, Inc.?
- Advisor Name: Brian Keith Jones
- Aliases: Brian Jones
- CRD: 4203098
- Location: Pilot Grove and Mount Pleasant, Iowa
- Current Employer: Cambridge Investment Research, Inc. and Cambridge Investment Research Advisors, Inc.
- Previous Firms: Investment Advisors Corp, Broker Dealer Financial Services Corp., and LWBJ Investment Services, LLC
- Number of Known Regulatory Events: 1
- Can Brian Jones Be Sued: Yes, in Private Arbitration
- Can Brian Jones’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: Unknown
If you have suffered investment losses by Brian Jones, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a portfolio mismanagement lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Brian Jones For Broker Misconduct
As of this publication date, Brian Jones has been the subject of 1 regulatory event. Let’s review it below.
In February 2024, FINRA initiated a regulatory event against or in reference to Brian Jones for participating in two private securities transactions without providing prior written notice to his firm. As a result, it is alleged the financial professional violated FINRA Rules 3280 and 2010.
How To File A Claim Against Brian Jones of Cambridge Investment Research, Inc. and Cambridge Investment Research Advisors, Inc. (previously with Investment Advisors Corp, Broker Dealer Financial Services Corp., and LWBJ Investment Services, LLC) To Get Your Money Back
If you have questions about Brian Jones, Cambridge Investment Research, Inc., Cambridge Investment Research Advisors, Inc., Investment Advisors Corp, Broker Dealer Financial Services Corp., LWBJ Investment Services, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.