Advisor Alert: Our Attorneys Are Investigating Ralph Edward Metz, Jr. For Investment Fraud
Did You Lose Money Because of Ralph Metz, Jr.?
Filed: January 16, 2024
Ralph Metz, Jr. has been the subject of one (1) criminal event and one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Ralph Edward Metz, Jr..
Who Is Ralph Edward Metz, Jr. of Spartan Capital Securities, LLC and Spartan Capital Private Wealth Management LLC?
- Advisor Name: Ralph Edward Metz, Jr.
- Aliases: Ralph Metz, Jr.
- CRD: 4687011
- Location: New York, New York
- Current Employer: Spartan Capital Securities, LLC and Spartan Capital Private Wealth Management LLC
- Previous Firms: National Securities Corporation and Casimir Capital L.P.
- Number of Known Customer Complaints: 1
- Number of Known Criminal Events: 1
- Can Ralph Metz, Jr. Be Sued: Yes, in Private Arbitration
- Can Ralph Metz, Jr.’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $500,000
- Highest Settlement: Unknown
If you have suffered investment losses by Ralph Metz, Jr., we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a breach of fiduciary duty lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Ralph Metz, Jr. For Broker Misconduct
As of this publication date, Ralph Metz, Jr. has been the subject of 1 criminal event and 1 customer dispute. Let’s review them below.
In April 2018, a FINRA arbitration was filed against or in reference to Ralph Metz, Jr. by a customer of Spartan Capital Securities, LLC alleging unsuitable transactions. Per the customer, he/she lost over $500,000 because of Mr. Metz, Jr.’s actions.
In February 2014, felony charges were pressed against Mr. Metz, Jr. in Municipal City Court for Hoboken New Jersey. Mr. Metz, Jr. received 1 felony charge for 2C:18-2A, burglary, 1 felony charge for harassment 2C:33-4, 1 felony charge for petty disorderly person, and 1 felony charge for 2C:12-10B / stalking.
How To File A Claim Against Ralph Metz, Jr. of Spartan Capital Securities, LLC (previously with SW Financial, Primary Capital, LLC, and Rockwell Global Capital LLC) To Get Your Money Back
If you have questions about Ralph Metz, Jr., of Spartan Capital Securities, LLC, Spartan Capital Private Wealth Management LLC, National Securities Corporation, Casimir Capital L.P., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.