Advisor Alert: Our Attorneys Are Investigating Christopher Naugle For Investment Fraud
Did You Lose Money Because of Christopher Naugle?
Filed: January 16, 2024
Christopher Naugle has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Christopher Naugle.
Who Is Christopher Naugle?
- Advisor Name: Christopher Naugle
- Aliases: Christopher Naugle
- CRD: 4680794
- Location: East Amherst, New York
- Current Employer: Currently Not Registered
- Previous Firms: Cadaret Grant & Co Inc. and NYLife Securities LLC
- Number of Known Customer Complaints: 1
- Can Christopher Naugle Be Sued: Yes, in Private Arbitration
- Can Christopher Naugle’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: $350,000
If you have suffered investment losses by Christopher Naugle, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Christopher Naugle For Broker Misconduct
As of this publication date, Christopher Naugle has been the subject of 1 customer dispute. Let’s review them below.
In July 2020, a FINRA arbitration was filed against or in reference to Christopher Naugle by a customer of NYLife Securities LLC alleging that the client was misled into retiring early and taking his pension in a lump sum and that the investments made in his managed accounts, opened in November 2014, were not in accordance with his investment objectives. On May 18, 2022, Mr. Naugle settled the claim for $350,000, and some or all of this amount may have been paid by Mr. Naugle’s employer and/or insurance carrier.
How To File A Claim Against Christopher Naugle (previously with Cadaret Grant & Co Inc. and NYLife Securities LLC) To Get Your Money Back
If you have questions about Christopher Naugle, Cadaret Grant & Co Inc., NYLife Securities LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.