Advisor Alert: Our Attorneys Are Investigating Curtis Dean Harris For Investment Fraud
Did You Lose Money Because of Curtis Harris?
Filed: October 25, 2023
Curtis Harris has been the subject of one (1) termination event and two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Curtis Dean Harris.
Who Is Curtis Dean Harris of Cambridge Investment Research, Inc. and Cambridge Investment Research Advisors, Inc.?
- Advisor Name: Curtis Dean Harris
- Aliases: Curtis Harris
- CRD: 2628896
- Location: Dallas, Texas
- Current Employer: Cambridge Investment Research, Inc. and Cambridge Investment Research Advisors, Inc.
- Previous Firms: MML Investors Services, Inc. and HFG Advisors, L.L.C.
- Number of Known Customer Complaints: 2
- Number of Known Termination Events: 1
- Can Curtis Harris Be Sued: Yes, in Private Arbitration
- Can Curtis Harris’s Employers Be Sued For Failing to Supervise His Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $175,000
- Highest Settlement: $14,500
If you have suffered investment losses by Curtis Harris, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Curtis Harris For Broker Misconduct
As of this publication date, Curtis Harris has been the subject of 1 termination event and 2 customer disputes. Let’s review them below.
In December 2020, a FINRA arbitration was filed against or in reference to Curtis Harris by a customer of Cambridge Investment Research, Inc. alleging that Mr. Harris misrepresented alternative investments and failed to disclose the risks associated with the claimant. Per the customer, he/she lost over $175,000 due to Mr. Harris’s actions. On August 18, 2021, Mr. Harris settled the claim for $14,500, and some or all of this amount may have been paid by Mr. Harris’s employer and/or insurance carrier
In October 2008, MML Investors Services, Inc. terminated Mr. Harris for unauthorized trading.
In October 2001, a complaint was filed against or in reference to Curtis Harris by a customer of MML Investors Services, Inc.
How To File A Claim Against Curtis Harris of Cambridge Investment Research, Inc. and Cambridge Investment Research Advisors, Inc. (previously with MML Investors Services, Inc. and HFG Advisors, L.L.C.) To Get Your Money Back.
If you have questions about Curtis Harris, Cambridge Investment Research, Inc., Cambridge Investment Research Advisors, Inc., MML Investors Services, Inc., and HFG Advisors, L.L.C., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.