Advisor Alert: Our Attorneys Are Investigating Matthew Gaspar For Investment Fraud
Did You Lose Money Because of Matt Gaspar?
Filed: February 27, 2024
Matthew Gaspar (also known as Matt Gaspar) has been the subject of one (1) criminal event and one (1) termination event. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Matthew Gaspar.
Who Is Matthew Gaspar of Prospera Financial Services, Inc.?
- Advisor Name: Matthew Gaspar
- Aliases: Matt Gaspar
- CRD: 5772487
- Location: Paradise Valley, Arizona
- Current Employer: Prospera Financial Services, Inc.
- Previous Firms: Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Number of Known Criminal Events: 1
- Number of Known Termination Events: 1
- Can Matthew Gaspar Be Sued: Yes, in Private Arbitration
- Can Matthew Gaspar’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: Unknown
If you have suffered investment losses by Matthew Gaspar, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Matt Gaspar For Broker Misconduct
As of this publication date, Matthew Gaspar has been the subject of 1 termination event and 1 criminal event. Let’s review them below.
In May 2023, Merrill Lynch, Pierce, Fenner & Smith Incorporated terminated Matthew Gaspar for conduct involving making inaccurate entries related to required client account reviews in an internal tracking system.
In May 2002, misdemeanor charges were pressed against Mr. Gaspar in the Flagstaff Municipal Court for violation of ARS 4-241 . selling or giving liquor to underage person – misrepresent id to enter bar and violation of ARS 13-2907.1 false reporting to law enforcement agencies.
How To File A Claim Against Matt Gaspar of Prospera Financial Services, Inc. (previously with Merrill Lynch, Pierce, Fenner & Smith Incorporated) To Get Your Money Back
If you have questions about Matthew Gaspar, Prospera Financial Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.