Advisor Alert: Our Attorneys Are Investigating Nathan Cole Wells For Investment Fraud
Did You Lose Money Because of Nathan Wells?
Filed: February 27, 2024
Nathan Wells currently has two (2) pending customer complaints. Overall, he has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Nathan Cole Wells.
Who Is Nathan Cole Wells of Cetera Advisor Networks LLC and Cetera Investment Advisers LLC?
- Advisor Name: Nathan Cole Wells
- Aliases: Nathan Wells
- CRD: 5553359
- Location: Morrison, Illinois
- Current Employer: Cetera Advisor Networks LLC and Cetera Investment Advisers LLC
- Previous Firms: Voya Financial Advisors, Inc.
- Number of Known Customer Complaints: 2
- Can Nathan Wells Be Sued: Yes, in Private Arbitration
- Can Nathan Wells’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $100,000
- Highest Settlement: Unknown
If you have suffered investment losses by Nathan Wells, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a churning lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Nathan Wells For Broker Misconduct
As of this publication date, Nathan Wells has been the subject of 2 customer disputes. Let’s review them below.
In July 2023, a FINRA arbitration was filed against or in reference to Nathan Wells by a customer of Voya Financial Advisors, Inc. alleging that Mr. Wells failed to disclose the risks, illiquidity, and high commissions associated with Well’s recommendation of two non-traded investment vehicles. The claimant further alleges that the recommended products were not in the claimant’s best interest. Per the customer, he/she lost over $100,000 because of Mr. Wells’s actions. As of this publication date, this claim remains pending.
In May 2023, a FINRA arbitration was filed against or in reference to Nathan Wells by multiple customers of Voya Financial Advisors, Inc. alleging that in April of 2014, Mr. Wells failed to advise the claimants of the risks and illiquid nature of two investment products.The claimants further allege the recommended investments were unsuitable. Per the customers, they lost over $100,000 because of Mr. Wells’s actions. As of this publication date, this claim remains pending.
How To File A Claim Against Nathan Wells of Cetera Advisor Networks LLC and Cetera Investment Advisers LLC (previously with Voya Financial Advisors, Inc.) To Get Your Money Back
If you have questions about Nathan Wells, Cetera Advisor Networks LLC, Cetera Investment Advisers LLC, Voya Financial Advisors, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.