Advisor Alert: Our Attorneys Are Investigating Steven Albert Dean For Investment Fraud
Did You Lose Money Because of Steven Dean?
Filed: November 15, 2023
Steven Dean has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Steven Albert Dean.
Who Is Steven Albert Dean of Northeast Planning Associates, Inc. and LPL Financial LLC?
- Advisor Name: Steven Albert Dean
- Aliases: Steven Dean
- CRD: 2759263
- Location: Bedford, New Hampshire and Madison, Maine
- Current Employer: Northeast Planning Associates, Inc. and LPL Financial LLC
- Previous Firms: Mutual Service Corporation and Veravest Investment Advisors, Inc.
- Number of Known Customer Complaints: 2
- Can Steven Dean Be Sued: Yes, in Private Arbitration
- Can Steven Dean’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $35,000
- Highest Settlement: $20,000
If you have suffered investment losses by Steven Dean, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Steven Dean For Broker Misconduct
As of this publication date, Steven Dean has been the subject of 2 customer disputes. Let’s review them below.
In January 2021, a complaint was filed against or in reference to Steven Dean by a customer of LPL Financial LLC alleging that Mr. Dean made an unsuitable investment recommendation. On January 21, 2021, Mr. Dean settled the claim for $20,000, and some or all of this amount may have been paid by Mr. Dean’s employer and/or insurance carrier.
In July 2020, a FINRA arbitration was filed against or in reference to Steven Dean by a customer of LPL Financial LLC alleging that Mr. Dean recommended he invest in an unsuitable Business Development Company that ultimately caused him damages. The claimant alleges the details and risks of the investment were misrepresented to him. Per the customer, he/she lost over $35,000 because of Mr. Dean’s actions. On November 4, 2020, Mr. Dean settled the claim for $12,000, and some or all of this amount may have been paid by Mr. Dean’s employer and/or insurance carrier.
How To File A Claim Against Steven Dean of Northeast Planning Associates, Inc. and LPL Financial LLC (previously with Mutual Service Corporation and Veravest Investment Advisors, Inc.) To Get Your Money Back.
If you have questions about Steven Dean, Northeast Planning Associates, Inc., LPL Financial LLC, Mutual Service Corporation, Veravest Investment Advisors, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.