Advisor Alert: Our Attorneys Are Investigating William Hoagan Powell For Investment Fraud
Did You Lose Money Because of William Powell?
Filed: November 15, 2023
Hoagan Powell (also known as Hoagy Powell, William Hugh Powell, and William Hoagan Powell) has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on William Hoagan Powell.
Who Is William Hoagan Powell?
- Advisor Name: William Hoagan Powell
- Aliases: Hoagan Powell, Hoagy Powell, William Hugh Powell
- CRD: 869427
- Location: Rosenberg, Texas
- Current Employer: Currently Not Registered
- Previous Firms: USA Financial Securities Corporation, LPL Financial LLC, and Fiserv Investor Services, Inc.
- Number of Known Customer Complaints: 2
- Can William Powell Be Sued: Yes, in Private Arbitration
- Can William Powell’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $8,003
- Highest Settlement: $100,000
If you have suffered investment losses by William Powell, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against William Powell For Broker Misconduct
As of this publication date, William Powell has been the subject of 2 customer disputes. Let’s review them below.
In April 2019, a FINRA arbitration was filed against or in reference to William Powell by a customer of LPL Financial and USA Financial Securities alleging that USA Financial failed to supervise RRl when RR made unsuitable recommendations for purchase of private securities and the sale was conducted away from the firm. The RR individual was not named in the arbitration, however, the RR’s conduct gave rise to the allegations in the statement of claim. On June 8, 2022, Mr. Powell settled the claim for $100,000, and some or all of this amount may have been paid by Mr. Powell’s employer and/or insurance carrier.
In January 2013, a complaint was filed against or in reference to William Powell by a customer of LPL Financial LLC alleging unsuitability of a variable annuity. Per the customer, he lost over $8,003 because of Mr. Powell’s actions.
How To File A Claim Against William Powell (previously with USA Financial Securities Corporation, LPL Financial LLC, and Fiserv Investor Services, Inc.) To Get Your Money Back.
If you have questions about William Powell, USA Financial Securities Corporation, LPL Financial LLC, Fiserv Investor Services, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.