Advisor Alert: Our Attorneys Are Investigating Estevao Dias Semedo For Investment Fraud
Did You Lose Money Because of Estevao Semedo?
Filed: January 30, 2024
Estevao Semedo has been the subject of two (2) regulatory events and two (2) criminal events. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Estevao Dias Semedo.
Who Is Estevao Dias Semedo?
- Advisor Name: Estevao Dias Semedo
- Aliases: Estevao Semedo
- CRD: 4631886
- Location: Brockton, Massachusetts
- Current Employer: No Longer Allowed to Practice in the Securities Industry
- Previous Firms: PFS Investments Inc.
- Number of Known Regulatory Events: 2
- Number of Known Criminal Events: 2
- Can Estevao Semedo Be Sued: Yes, in Private Arbitration
- Can Estevao Semedo’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: Unknown
If you have suffered investment losses by Estevao Semedo, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Estevao Semedo For Broker Misconduct
As of this publication date, Estevao Semedo has been the subject of 2 regulatory events and 2 criminal events. Let’s review them below.
In December 2023, FINRA initiated a regulatory event against or in reference to Estevao Semedo for failing to provide information and documents requested by FINRA in connection with its investigation into whether he engaged in undisclosed OBAs and failed to timely disclose a felony charge on his Form U4.
In March 2023, Mass Dot – Registry of Motor Vehicles initiated a regulatory event against or in reference to Estevao Semedo.
In March 2023, felony charges were pressed against Mr. Semedo in United States District Court for the Western District of Massachusetts. Mr. Semedo received a felony charge for conspiracy to commit honest services mail fraud.
In November 2016, felony charges were pressed against Mr. Semedo in District Court for Massachusetts. Mr. Semedo received 4 felony charges for indecent assault and battery on person 14 or over.
How To File A Claim Against Estevao Semedo (previously with PFS Investments Inc.) To Get Your Money Back
If you have questions about Estevao Semedo, PFS Investments Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.