Advisor Alert: Our Attorneys Are Investigating James Bruce Wagner For Investment Fraud
Did You Lose Money Because of Jim Wagner?
Filed: November 29, 2023
Jim Wagner (also known as James Bruce Wagner) has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on James Bruce Wagner.
Who Is James Bruce Wagner of LPL Financial LLC?
- Advisor Name: James Bruce Wagner
- Aliases: Jim Wagner
- CRD: 1485336
- Location: New Albany, Indiana
- Current Employer: LPL Financial LLC
- Previous Firms: Waddell & Reed
- Number of Known Customer Complaints: 1
- Can James Wagner Be Sued: Yes, in Private Arbitration
- Can James Wagner’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $10,000
- Highest Settlement: $6,651
If you have suffered investment losses by James Wagner, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a breach of fiduciary duty lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against James Wagner For Broker Misconduct
As of this publication date, James Wagner has been the subject of 1 customer dispute. Let’s review it below.
In April 2020, a complaint was filed against or in reference to James Wagner by a customer of Waddell & Reed alleging that Mr. Wagner’s actions caused a delay in settling the client’s deceased father’s accounts. The client alleges that the delay caused him to lose $10,000.00 due to a decrease in account values and the cost incurred in hiring an attorney. Per the customer, he lost over $10,000 because of Mr. Wagner’s actions. On May 29, 2020, Mr. Wagner settled the claim for $6,651, and some or all of this amount may have been paid by Mr. Wagner’s employer and/or insurance carrier.
How To File A Claim Against James Wagner of LPL Financial LLC (previously with Waddell & Reed) To Get Your Money Back.
If you have questions about James Wagner, LPL Financial LLC, Waddell & Reed, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.