Did You Lose Money Because of Douglas Lode?
Filed: February 9, 2024
Douglas Lode currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Douglas Jon Lode.
Who Is Douglas Jon Lode of Prime Capital Investment Advisors, LLC and Private Client Services, LLC?
- Advisor Name: Douglas Jon Lode
- Aliases: Douglas Lode
- CRD: 4134521
- Location: Overland Park, Kansas
- Current Employer: Prime Capital Investment Advisors, LLC and Private Client Services, LLC
- Previous Firms: Cambridge Investment Research, Inc., Lawing Financial Inc., The O.N. Equity Sales Company
- Number of Known Customer Complaints: 1
- Can Douglas Lode Be Sued: Yes, in Private Arbitration
- Can Douglas Lode’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $500,000
- Highest Settlement: Unknown
If you have suffered investment losses by Douglas Lode, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Douglas Lode For Broker Misconduct
As of this publication date, Douglas Lode has been the subject of 1 customer dispute. Let’s review it below.
In October 2023, a FINRA arbitration was filed against or in reference to Douglas Lode by a customer of Cambridge Investment Research, Inc. alleging that Mr. Lode recommended an unsuitable investment. The claimant suggests the investment was misrepresented. Per the customer, he/she lost over $500,000 because of Mr. Lode’s actions. As of this publication date, this claim remains pending.
How To File A Claim Against Douglas Lode of Prime Capital Investment Advisors, LLC and Private Client Services, LLC (previously with Cambridge Investment Research, Inc., Lawing Financial Inc., The O.N. Equity Sales Company) To Get Your Money Back
If you have questions about Douglas Lode, Prime Capital Investment Advisors, LLC, Private Client Services, LLC, Cambridge Investment Research, Inc., Lawing Financial Inc., The O.N. Equity Sales Company, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.