Advisor Alert: Our Attorneys Are Investigating Gisela Irmgard Lake For Investment Fraud
Did You Lose Money Because of Gisela Lake?
Filed: March 4, 2024
Gisela Lake (also known as Gisela Hainold) has been the subject of one (1) regulatory event, one (1) termination event, and one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Gisela Irmgard Lake.
Who Is Gisela Irmgard Lake of KW Securities Corporation?
- Advisor Name: Gisela Irmgard Lake
- Aliases: Gisela I Hainold
- CRD: 1121376
- Location: Larkspur, California
- Current Employer: KW Securities Corporation
- Previous Firms: B.B. Graham & Company, Inc. and Tessara Financial Advisors, Inc.
- Number of Known Customer Complaints: 1
- Number of Known Regulatory Events: 1
- Number of Known Termination Events: 1
- Can Gisela Lake Be Sued: Yes, in Private Arbitration
- Can Gisela Lake’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $15,206
- Highest Settlement: $15,206
If you have suffered investment losses by Gisela Lake, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a failure to supervise lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Gisela Lake For Broker Misconduct
As of this publication date, Gisela Lake has been the subject of 1 regulatory event, 1 termination event, and 1 customer dispute. Let’s review them below.
In June 2023, B.B. Graham & Company, Inc. terminated Gisela Lake for failure to supervise by not reporting a customer complaint to the firm and assisting in allowing the complaint to be settled away from the firm.
In May 2012, a complaint was filed against or in reference to Gisela Lake by a customer of KW Securities Corporation alleging that Ms. Lake sold shares of a mutual fund without permission from the client. Per the customer, he/she lost over $15,206 because of Ms. Lake’s actions. On May 21, 2012, Ms. Lake settled the claim for $15,206 and some or all of this amount may have been paid by Ms. Lake’s employer and/or insurance carrier.
In October 1989, the Florida Division of Securities and Investor Protect initiated a regulatory action against or in reference to Gisela Lake.
How To File A Claim Against Gisela Lake of KW Securities Corporation (previously with B.B. Graham & Company, Inc. and Tessara Financial Advisors, Inc.) To Get Your Money Back
If you have questions about Gisela Lake, KW Securities Corporation, B.B. Graham & Company, Inc., Tessara Financial Advisors, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.