Advisor Alert: Our Attorneys Are Investigating Patrick Tantoco For Investment Fraud
Did You Lose Money Because of Patrick Tantoco?
Filed: March 4, 2024
Patrick Tantoco (also known as Hermogenes Gil Patrick Tantoco) currently has two (2) pending customer complaints. Overall, he has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Patrick Tantoco.
Who Is Patrick Tantoco of Osaic Wealth, Inc.?
- Advisor Name: Patrick Tantoco
- Aliases: Hermogenes Gil Patrick Tantoco, Hermogenes-Gil Patrick Tantoco
- CRD: 5249850
- Location: Honolulu, Hawaii
- Current Employer: Osaic Wealth, Inc.
- Previous Firms: MML Investors Services, LLC and MSI Financial Services, Inc.
- Number of Known Customer Complaints: 2
- Can Patrick Tantoco Be Sued: Yes, in Private Arbitration
- Can Patrick Tantoco’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $100,000
- Highest Settlement: Unknown
If you have suffered investment losses by Patrick Tantoco, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Patrick Tantoco For Broker Misconduct
As of this publication date, Patrick Tantoco has been the subject of 2 customer disputes. Let’s review them below.
In December 2023, a FINRA arbitration was filed against or in reference to Patrick Tantoco by a customer of Independent Financial Group, LLC alleging that investment was not in line with client’s stated objectives and risk tolerance. Per the customer, he/she lost over $100,000 because of Mr. Tantoco’s actions. As of this publication date, this claim remains pending.
In May 2023, a FINRA arbitration was filed against or in reference to Patrick Tantoco by a customer of Independent Financial Group, LLC alleging that investment was not suitable. Per the customer, he/she lost over $55,000 because of Mr. Tantoco’s actions. As of this publication date, this claim remains pending.
How To File A Claim Against Patrick Tantoco of Osaic Wealth, Inc. (previously with MML Investors Services, LLC and MSI Financial Services, Inc.) To Get Your Money Back
If you have questions about Patrick Tantoco, Osaic Wealth, Inc., MML Investors Services, LLC, MSI Financial Services, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.