Advisor Alert: Our Attorneys Are Investigating David Allen Wampler For Investment Fraud
Did You Lose Money Because of David Wampler?
Filed: March 4, 2024
David Wampler currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on David Allen Wampler.
Who Is David Allen Wampler of Moloney Securities Co., Inc., and Moloney Securities Asset Management LLC?
- Advisor Name: David Allen Wampler
- Aliases: David Wampler
- CRD: 2906256
- Location: Kerrville, Texas
- Current Employer: Moloney Securities Co., Inc., and Moloney Securities Asset Management LLC
- Previous Firms: Moloney Investment Advisory LLC and RBC Dain Rauscher Inc.
- Number of Known Customer Complaints: 1
- Can David Wampler Be Sued: Yes, in Private Arbitration
- Can David Wampler’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $100,000
- Highest Settlement: Unknown
If you have suffered investment losses by David Wampler, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a failure to supervise lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against David Wampler For Broker Misconduct
As of this publication date, David Wampler has been the subject of 1 customer dispute. Let’s review it below.
In April 2023, a FINRA arbitration was filed against or in reference to David Wampler by a customer of Moloney Securities Co., Inc. alleging suitability/negligence. Per the customer, he/she lost over $100,000 because of Mr. Wampler’s actions. As of this publication date, this claim remains pending.
How To File A Claim Against David Wampler of Moloney Securities Co., Inc., and Moloney Securities Asset Management LLC (previously with Moloney Investment Advisory LLC and RBC Dain Rauscher Inc.) To Get Your Money Back
If you have questions about David Wampler, Moloney Securities Co., Inc., Moloney Securities Asset Management LLC, Moloney Investment Advisory LLC, RBC Dain Rauscher Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.