Advisor Alert: Our Attorneys Are Investigating Clifton Brent Smith For Investment Fraud
Did You Lose Money Because of Clifton Brent Smith?
Filed: January 24, 2024
Clifton Smith (also known as Brent Smith) has been the subject of four (4) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Clifton Brent Smith.
Who Is Clifton Brent Smith of Raymond James & Associates, Inc.?
- Advisor Name: Clifton Brent Smith
- Aliases: Brent Smith, C. Brent Smith
- CRD: 2658251
- Location: Atlanta, Georgia
- Current Employer: Raymond James & Associates, Inc.
- Previous Firms: Ameriprise Financial Services, LLC and Morgan Stanley
- Number of Known Customer Complaints: 4
- Can Clifton Smith Be Sued: Yes, in Private Arbitration
- Can Clifton Smith’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $73,350.80
- Highest Settlement: Unknown
If you have suffered investment losses by Clifton Smith, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Clifton Brent Smith For Broker Misconduct
As of this publication date, Clifton Smith has been the subject of 4 customer disputes. Let’s review them below.
In August 2023, a complaint was filed against or in reference to Clifton Smith by a customer of Morgan Stanley alleging that the annuity purchased for the client was unsuitable. Per the customer, she lost over $22,500 because of Mr. Smith’s actions.
In July 2023, a complaint was filed against or in reference to Clifton Smith by a customer of Ameriprise Financial Services, LLC alleging that Mr. Smith purchased multiple unsuitable variable annuity contracts. Per the customer, he/she lost over $73,350.80 because of Mr. Smith’s actions.
In September 2022, a complaint was filed against or in reference to Clifton Smith by a customer of Ameriprise Financial Services, LLC alleging a variable annuity should never have been purchased for her in June of 2021, it should have remained in cash. Per the customer, she lost over $27,287.09 because of Mr. Smith’s actions.
In May 2019, a complaint was filed against or in reference to Clifton Smith by a customer of Ameriprise Financial Services, LLC alleging misrepresentation, inter alia, with respect to purchase of variable annuities.
How To File A Claim Against Clifton Brent Smith of Raymond James & Associates, Inc. (previously with Ameriprise Financial Services, LLC and Morgan Stanley) To Get Your Money Back
If you have questions about Clifton Smith, Raymond James & Associates, Inc., Ameriprise Financial Services, LLC, Morgan Stanley, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.