Advisor Alert: Our Attorneys Are Investigating Gregory Alan Aest For Investment Fraud
Did You Lose Money Because of Greg Aest?
Filed: January 24, 2024
Gregory Aest (also known as Greg Aest) has been the subject of one (1) criminal event and one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Gregory Alan Aest.
Who Is Gregory Alan Aest?
- Advisor Name: Gregory Alan Aest
- Aliases: Greg Aest
- CRD: 6159161
- Location: Gig Harbor, Washington
- Current Employer: Currently Not Registered
- Previous Firms: Ameriprise Financial Services, LLC, Kalos Capital, Inc., and Madison Avenue Securities, Inc.
- Number of Known Customer Complaints: 1
- Number of Known Criminal Events: 1
- Can Gregory Aest Be Sued: Yes, in Private Arbitration
- Can Gregory Aest’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $200,000
- Highest Settlement: $28,469.71
If you have suffered investment losses by Gregory Aest, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a failure to supervise lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Greg Aest For Broker Misconduct
As of this publication date, Gregory Aest has been the subject of 1 criminal event and 1 customer dispute. Let’s review them below.
In April 2020, a complaint was filed against or in reference to Gregory Aest by a customer of Kalos Capital, Inc. alleging unsuitable recommendations, failure to supervise, and failure to conduct proper due diligence. Per the customer, he/she lost over $200,000 because of Mr. Aest’s actions. On July 28, 2021, Mr. Aest settled the claim for $28,469.71, and some or all of this amount may have been paid by Mr. Aest’s employer and/or insurance carrier.
In July 1985, misdemeanor charges were pressed against Gregory Aest in the San Juan County District Court for burglary and theft.
How To File A Claim Against Greg Aest (previously with Ameriprise Financial Services, LLC, Kalos Capital, Inc., and Madison Avenue Securities, Inc.) To Get Your Money Back
If you have questions about Gregory Aest, Ameriprise Financial Services, LLC, Kalos Capital, Inc., Madison Avenue Securities, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.