Advisor Alert: Our Attorneys Are Investigating Saul Isaac Rothberger For Investment Fraud
Did You Lose Money Because of Saul Rothberger?
Filed: March 20, 2024
Saul Rothberger has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Saul Isaac Rothberger.
Who Is Saul Isaac Rothberger of Avantax Investment Services, Inc. and Avantax Advisory Services?
- Advisor Name: Saul Isaac Rothberger
- Aliases: Saul Isaac Rothberger
- CRD: 2914820
- Location: Brooklyn, New York
- Current Employer: Avantax Investment Services, Inc. and Avantax Advisory Services
- Previous Firms: Bishop, Rosen & Co., Inc., Janney Montgomery Scott LLC, and Metlife Securities Inc.
- Number of Known Customer Complaints: 1
- Can Saul Rothberger Be Sued: Yes, in Private Arbitration
- Can Saul Rothberger’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: Unknown
If you have suffered investment losses by Saul Rothberger, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Saul Rothberger For Broker Misconduct
As of this publication date, Saul Rothberger has been the subject of 1 customer dispute. Let’s review it below.
In November 2022, a complaint was filed against or in reference to Saul Rothberger by a customer of Avantax Investment Services, Inc. alleging that Mr. Rothberger utilized an unsuitable investment strategy.
How To File A Claim Against Saul Rothberger of Avantax Investment Services, Inc. and Avantax Advisory Services (previously with Bishop, Rosen & Co., Inc., Janney Montgomery Scott LLC, and Metlife Securities Inc.) To Get Your Money Back
If you have questions about Saul Rothberger, Avantax Investment Services, Inc., Avantax Advisory Services, Bishop, Rosen & Co., Inc., Janney Montgomery Scott LLC, Metlife Securities Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.