Advisor Alert: Our Attorneys Are Investigating Sapphira Xiaopan Wang Chow For Investment Fraud
Did You Lose Money Because of Sapphira Chow?
Filed: March 20, 2024
Sapphira Chow (also known as Sapphira Chow, Sapphira X Wang, Sapphira Xiaopan Wang, Sapphira Wang, Shanna Wang, Xiao Pan Wang, Xiaopan Wang, Sapphira Xiaopan Wang Chow) has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Sapphira Xiaopan Wang Chow.
Who Is Sapphira Xiaopan Wang Chow of Cetera Investment Services LLC and Cetera Investment Advisers LLC?
- Advisor Name: Sapphira Xiaopan Wang Chow
- Aliases: Sapphira Chow, Sapphira X Wang, Sapphira Xiaopan Wang, Sapphira Wang, Shanna Wang, Xiao Pan Wang, Xiaopan Wang, Sapphira Xiaopan Wang Chow
- CRD: 6308704
- Location: City of Industry, California
- Current Employer: Cetera Investment Services LLC and Cetera Investment Advisers LLC
- Previous Firms: J.P. Morgan Securities LLC
- Number of Known Customer Complaints: 1
- Can Sapphira Chow Be Sued: Yes, in Private Arbitration
- Can Sapphira Chow’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $100,000
- Highest Settlement: $15,000
If you have suffered investment losses by Sapphira Chow, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Sapphira Chow For Broker Misconduct
As of this publication date, Sapphira Chow has been the subject of 1 customer dispute. Let’s review it below.
In November 2022, a FINRA arbitration was filed against or in reference to Sapphira Chow by multiple customers of Cetera Investment Services LLC alleging that they were recommended to invest in unsuitable and misrepresented structure notes. Per the customers, they lost over $100,000 because of Ms. Chow’s actions. On September 21, 2023, Ms. Chow settled the claim for $15,000, and some or all of this amount may have been paid by Ms. Chow’s employer and/or insurance carrier.
How To File A Claim Against Sapphira Chow of Cetera Investment Services LLC and Cetera Investment Advisers LLC (previously with J.P. Morgan Securities LLC) To Get Your Money Back
If you have questions about Sapphira Chow, Cetera Investment Services LLC, Cetera Investment Advisers LLC, J.P. Morgan Securities LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.