Advisor Alert: Our Attorneys Are Investigating Brian Nicholas Hooks For Investment Fraud
Did You Lose Money Because of Brian Hooks?
Filed: October 25, 2023
Brian Hooks currently has one (1) pending customer complaint. Overall he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Brian Nicholas Hooks.
Who Is Brian Nicholas Hooks?
- Advisor Name: Brian Nicholas Hooks
- Aliases: Brian Hooks
- CRD: 5557918
- Location: Gulf Breeze, Florida
- Current Employer: Currently Not Registered
- Previous Firms: Cambridge Investment Research, Inc.
- Number of Known Customer Complaints: 1
- Can Brian Hooks Be Sued: Yes, in Private Arbitration
- Can Brian Hooks’s Employers Be Sued For Failing to Supervise His Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $750,000
- Highest Settlement: Unknown
If you have suffered investment losses by Brian Hooks, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a margin call liquidations lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Brian Hooks For Broker Misconduct
As of this publication date, Brian Hooks has been the subject of 1 customer dispute. Let’s review it below.
In March 2023, a FINRA arbitration was filed against or in reference to Brian Hooks by a customer of Voya Financial Advisors, Inc. alleging that Mr. Hooks recommended an unsuitable investment strategy that included illiquid and complex insurance products. Per the customer, he/she lost over $750,000 due to Mr. Hooks’s actions. As of this publication date, this arbitration remains pending.
How To File A Claim Against Brian Hooks (previously with Cambridge Investment Research, Inc.) To Get Your Money Back.
If you have questions about Brian Hooks, Cambridge Investment Research, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.