Advisor Alert: Our Attorneys Are Investigating Ronald Franklin Metcalf Jr. For Investment Fraud

Did You Lose Money Because of Ronnie Metcalf Jr. of Cetera Advisor Networks LLC?

Filed: October 25, 2023

Ronnie Metcalf Jr. (also known as Ronald Franklin Metcalf Jr.) currently has two (2) pending customer disputes. Overall, he has been the subject of eleven (11) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Ronald Franklin Metcalf Jr..

Who Is Ronald Franklin Metcalf Jr. (otherwise known as Ronnie Metcalf Jr.) of Cetera Advisor Networks LLC and Cetera Investment Advisers LLC?

  • Advisor Name: Ronald Franklin Metcalf Jr.
  • Aliases: Ronnie Metcalf Jr.
  • CRD: 1280602
  • Location: Greenville, South Carolina
  • Current Employer: Cetera Advisor Networks LLC and Cetera Investment Advisers LLC
  • Previous Firms: Voya Financial Advisors, Inc.
  • Number of Known Customer Complaints: 11
  • Can Ronald Metcalf Jr. Be Sued: Yes, in Private Arbitration
  • Can Ronald Metcalf Jr.’s Employers Be Sued For Failing to Supervise His Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $5,000,000
  • Highest Settlement: $5,050,000

If you have suffered investment losses by Ronald Metcalf Jr., we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a failure to supervise lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Ronnie Metcalf Jr. For Broker Misconduct

As of this publication date, Ronnie Metcalf Jr. has been the subject of 11 customer disputes. Let’s review them below.

In April 2023, a FINRA arbitration was filed against or in reference to Ronald Metcalf Jr. by a customer of Voya Financial Advisors, Inc. alleging that Mr. Metcalf Jr. failed his duty to adequately supervise the subject representative. Per the customer, he/she lost over $489,898 due to Mr. Metcalf Jr.’s actions. As of this publication date, this arbitration claim remains pending.

In April 2023, a FINRA arbitration was filed against or in reference to Ronald Metcalf Jr. by a customer of Voya Financial Advisors, Inc. alleging that Mr. Metcalf Jr. failed his duty to adequately supervise the subject representative. Per the customer, he/she lost over $499,999 due to Mr. Metcalf Jr.’s actions. As of this publication date, this arbitration claim remains pending.

In April 2021, a FINRA arbitration was filed against or in reference to Ronald Metcalf Jr. by a customer of Voya Financial Advisors, Inc. alleging that Mr. Metcalf Jr. failed his duty to adequately supervise the subject representatives. Per the customer, he/she lost over $500,000 due to Mr. Metcalf Jr.’s actions. On April 18, 2022, Mr. Metcalf Jr. settled the claim for $1,200,000.01 and some or all of this amount may have been paid by Mr. Metcalf Jr.’s employer and/or insurance carrier.

In March 2021, a FINRA arbitration was filed against or in reference to Ronald Metcalf Jr. by a customer of Voya Financial Advisors, Inc. alleging that Mr. Metcalf Jr. failed his duty to adequately supervise the subject representatives. Per the customer, he/she lost over $50,000 due to Mr. Metcalf Jr.’s actions. On July 28, 2021, Mr. Metcalf Jr. settled the claim for $25,000 and some or all of this amount may have been paid by Mr. Metcalf Jr.’s employer and/or insurance carrier.

In March 2021, a FINRA arbitration was filed against or in reference to Ronald Metcalf Jr. by a customer of Voya Financial Advisors, Inc. alleging that Mr. Metcalf Jr. failed his duty to adequately supervise the subject representatives. Per the customer, he/she lost over $500,000 due to Mr. Metcalf Jr.’s actions. On May 17, 2022, Mr. Metcalf Jr. settled the claim for $1,794,691.60 and some or all of this amount may have been paid by Mr. Metcalf Jr.’s employer and/or insurance carrier.

In March 2021, a FINRA arbitration was filed against or in reference to Ronald Metcalf Jr. by a customer of Voya Financial Advisors, Inc. alleging that Mr. Metcalf Jr. failed his duty to adequately supervise the subject representatives. Per the customer, he/she lost over $500,000 due to Mr. Metcalf Jr.’s actions. On May 17, 2022, Mr. Metcalf Jr. settled the claim for $1,226,533.57 and some or all of this amount may have been paid by Mr. Metcalf Jr.’s employer and/or insurance carrier.

In July 2020, a FINRA arbitration was filed against or in reference to Ronald Metcalf Jr. by a customer of Voya Financial Advisors, Inc. alleging that Mr. Metcalf Jr. failed his duty to adequately supervise the subject representatives. Per the customer, he/she lost over $50,000 due to Mr. Metcalf Jr.’s actions. On February 4, 2021, Mr. Metcalf Jr. settled the claim for $152,500 and some or all of this amount may have been paid by Mr. Metcalf Jr.’s employer and/or insurance carrier.

In July 2020, a FINRA arbitration was filed against or in reference to Ronald Metcalf Jr. by a customer of Voya Financial Advisors, Inc. alleging that Mr. Metcalf Jr. failed his duty to adequately supervise the subject representatives. Per the customer, he/she lost over $5,000,000 due to Mr. Metcalf Jr.’s actions. On September 29, 2021, Mr. Metcalf Jr. settled the claim for $5,050,000 and some or all of this amount may have been paid by Mr. Metcalf Jr.’s employer and/or insurance carrier.

In July 2020, a FINRA arbitration was filed against or in reference to Ronald Metcalf Jr. by a customer of Voya Financial Advisors, Inc. alleging that Mr. Metcalf Jr. failed his duty to adequately supervise the subject representatives. Per the customer, he/she lost over $5,000,000 due to Mr. Metcalf Jr.’s actions. On August 4, 2021, Mr. Metcalf Jr. settled the claim for $3,500,000 and some or all of this amount may have been paid by Mr. Metcalf Jr.’s employer and/or insurance carrier.

In November 2019, a FINRA arbitration was filed against or in reference to Ronald Metcalf Jr. by multiple customers of Voya Financial Advisors, Inc. and Capital Investment Group, Inc. alleging that Mr. Metcalf Jr. failed his duty to adequately supervise the representatives that sold unsuitable products to claimants. Per the customers, they lost over $100,000 due to Mr. Metcalf Jr.’s actions. On October 14, 2020, Mr. Metcalf Jr. settled the claim for $80,000 and some or all of this amount may have been paid by Mr. Metcalf Jr.’s employer and/or insurance carrier.

In October 2019, a FINRA arbitration was filed against or in reference to Ronald Metcalf Jr. by multiple customers of Voya Financial Advisors, Inc. alleging that Mr. Metcalf Jr. failed his duty to adequately supervise the representatives that sold unsuitable products to claimants. Per the customers, they lost over $100,000 due to Mr. Metcalf Jr.’s actions. On October 5, 2020, Mr. Metcalf Jr. settled the claim for $575,000 and some or all of this amount may have been paid by Mr. Metcalf Jr.’s employer and/or insurance carrier.

How To File A Claim Against Ronnie Metcalf Jr. of Cetera Advisor Networks LLC and Cetera Investment Advisers LLC (previously with Voya Financial Advisors, Inc.) To Get Your Money Back.

If you have questions about Ronnie Metcalf Jr., Cetera Advisor Networks LLC, Cetera Investment Advisers LLC, Voya Financial Advisors, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.