Advisor Alert: Our Attorneys Are Investigating Darin Andrew Stevens For Investment Fraud
Did You Lose Money Because of Darin Stevens?
Filed: November 16, 2023
Darin Stevens has been the subject of one (1) criminal event and one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Darin Andrew Stevens.
Who Is Darin Andrew Stevens of LPL Financial LLC?
- Advisor Name: Darin Andrew Stevens
- Aliases: Darin Stevens
- CRD: 4051859
- Location: Chamblee, Georgia
- Current Employer: LPL Financial LLC
- Previous Firms: Blue Water Asset Management and Invest Financial Corporation
- Number of Known Customer Complaints: 1
- Number of Known Criminal Events: 1
- Can Darin Stevens Be Sued: Yes, in Private Arbitration
- Can Darin Stevens’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $500,000.
- Highest Settlement: Unknown
If you have suffered investment losses by Darin Stevens, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Darin Stevens For Broker Misconduct
As of this publication date, Darin Stevens has been the subject of 1 criminal event and 1 customer dispute. Let’s review them below.
In March 2020, a FINRA arbitration was filed against or in reference to Darin Stevens by multiple customers of LPL Financial LLC alleging that LPL, after the fact, purchased their accounts in which alleged wrongdoing had previously occurred at a prior broker-dealer. There are no direct allegations of unsuitability against LPL or against advisor Darin Stevens while registered at LPL. Per the customers, they lost over $500,000 because of Mr. Stevens’s actions.
In May 1999, misdemeanor charges were pressed against Darin Stevens in the City of Atlanta, Municipal Court for 1 count of impersonating a peace officer.
How To File A Claim Against Darin Stevens of LPL Financial LLC (previously with Blue Water Asset Management and Invest Financial Corporation) To Get Your Money Back.
If you have questions about Darin Stevens, LPL Financial LLC, Blue Water Asset Management, Invest Financial Corporation, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.