Advisor Alert: Our Attorneys Are Investigating Alfred Talens Jr. For Investment Fraud
Did You Lose Money Because of Alfred Talens Jr.?
Filed: November 2, 2023
Alfred Talens Jr. has been the subject of one (1) regulatory event, one (1) termination event, one (1) criminal event, and one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Alfred Talens Jr..
Who Is Alfred Talens Jr.?
- Advisor Name: Alfred Talens Jr.
- Aliases: Alfred Talens Jr.
- CRD: 4178504
- Location: Indianapolis, Indiana
- Current Employer: No Longer Allowed to Practice in the Securities Industry
- Previous Firms: LPL Financial LLC, New England Securities, and Banc One Securities Corporation
- Number of Known Customer Complaints: 1
- Number of Known Regulatory Events: 1
- Number of Known Termination Events: 1
- Number of Known Criminal Events: 1
- Can Alfred Talens Jr. Be Sued: Yes, in Private Arbitration
- Can Alfred Talens Jr.’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $500,000
- Highest Settlement: $300,000
If you have suffered investment losses by Alfred Talens Jr., we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Alfred Talens Jr. For Broker Misconduct
As of this publication date, Alfred Talens Jr. has been the subject of 1 regulatory event, 1 termination event, 1 criminal event, and1 customer dispute. Let’s review them below.
In July 2015, FINRA initiated a regulatory action against or in reference to Alfred Talens Jr. for failing to respond to FINRA request for information.
In June 2015, felony charges were pressed against Alfred Talens Jr. in Marion County Superior Court 5, Criminal Division in Marion County, Indiana. Alfred Talens Jr. received 1 felony charge for Fraudulent Sale of Securities, Class C Felony, 1 felony charge for Money Laundering, Class C felony, 1 felony charge for Theft, Class D felony, 1 felony charge for Tax Evasion, Class C felony, 1 felony charge for Corrupt Business Influence, C felony, and 1 felony charge for Theft, Class C felony.
In January 2015, LPL Financial LLC terminated Alfred Talens Jr. for violation of firm policy regarding outside business activities and borrowing money from clients.
In December 2014, a FINRA arbitration was filed against or in reference to Alfred Talens Jr. by a customer of LPL Financial LLC alleging unsuitability in connection with variable annuity investment in December 2010 To February 2012. The customer also alleged that Alfred Talens Jr. and his colleague engaged in the sale of unregistered securities. Per the customer, he/she lost over $500,000 because of Mr. Talens Jr.’s actions. On May 9, 2016, Mr. Talens Jr. settled the claim for $300,000, and some or all of this amount may have been paid by Mr. Talens Jr.’s employer and/or insurance carrier.
How To File A Claim Against Alfred Talens Jr. (previously with LPL Financial LLC, New England Securities, and Banc One Securities Corporation) To Get Your Money Back.
If you have questions about Alfred Talens Jr., LPL Financial LLC, New England Securities, Banc One Securities Corporation, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.