Advisor Alert: Our Attorneys Are Investigating Thomas Michael Dilello Jr For Investment Fraud
Did You Lose Money Because of Thomas Dilello Jr?
Filed: October 30, 2023
Thomas Michael Dilello has been the subject of one (1) regulatory event, one (1) termination event, and three (3) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Thomas Michael Dilello Jr.
Who Is Thomas Michael Dilello Jr?
- Advisor Name: Thomas Michael Dilello Jr
- Aliases: Thomas Michael Dilello
- CRD: 1296934
- Location: Naples, Florida
- Current Employer: Currently Not Registered
- Previous Firms: LPL Financial LLC, Wells Fargo Advisors, LLC, and Suntrust Investment Services, Inc.
- Number of Known Customer Complaints: 3
- Number of Known Regulatory Events: 1
- Number of Known Termination Events: 1
- Can Thomas Dilello Jr Be Sued: Yes, in Private Arbitration
- Can Thomas Dilello Jr’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $132,568
- Highest Settlement: $7,243.23
If you have suffered investment losses by Thomas Dilello Jr, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Thomas Dilello Jr For Broker Misconduct
As of this publication date, Thomas Dilello Jr has been the subject of 1 regulatory event, 1 termination event, and 3 customer disputes. Let’s review them below.
In July 2019, a complaint was filed against or in reference to Thomas Dilello Jr by a customer of Suntrust Investment Services, Inc. alleging that Mr. Dilello Jr committed fraud and took funds from account.
In May 2017, FINRA initiated a regulatory action against or in reference to Thomas Dilello Jr for failing to comply with an arbitration award or settlement agreement or to satisfactorily respond to a FINRA request to provide information concerning the status of compliance.
In April 2011, a complaint was filed against or in reference to Thomas Dilello Jr by multiple customers of Suntrust Investment Services, Inc. alleging that Mr. Dilello Jr misrepresented facts regarding the Hartford variable annuities the clients purchased. Per the customers, they lost over $132,568 because of Mr. Dilello Jr’s actions. On August 4, 2011, Mr. Dilello Jr settled the claim for $7,243.23, and some or all of this amount may have been paid by Mr. Dilello Jr’s employer and/or insurance carrier.
In February 2011, a complaint was filed against or in reference to Thomas Dilello Jr by a customer of Suntrust Investment Services, Inc. alleging that the client thought he was buying tax-free bonds when in fact he was buying a mutual fund. The client also complained about losing money in two brokerage accounts. Per the customer, he lost over $19,965 because of Mr. Dilello Jr’s actions.
In August 2001 PNC Brokerage terminated Thomas Dilello Jr for violating bank policy with respect to reimbursement of expenses incurred
How To File A Claim Against Thomas Dilello Jr (previously with LPL Financial LLC, Wells Fargo Advisors, LLC, and Suntrust Investment Services, Inc.) To Get Your Money Back.
If you have questions about Thomas Dilello Jr, LPL Financial LLC, Wells Fargo Advisors, LLC, Suntrust Investment Services, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.