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Did You Lose Money Because of James (Jim) Whatley?

Filed: January 30, 2024

James Whatley (also known as Jim Whatley Jr and Jimmy Whatley Jr) has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on James Hugh Whatley Jr.

Who Is James Hugh Whatley Jr of Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc.?

  • Advisor Name: James Hugh Whatley Jr
  • Aliases: James Hugh Whatley, Jim Hugh Whatley Jr, Jimmy Hugh Whatley Jr
  • CRD: 1807148
  • Location: Hermitage and Mount Juliet, Tennessee
  • Current Employer: Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc.
  • Previous Firms: Invest Financial Corporation and MTL Equity Products, Inc.
  • Number of Known Customer Complaints: 1
  • Can James Whatley Be Sued: Yes, in Private Arbitration
  • Can James Whatley’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $35,330.25
  • Highest Settlement: Unknown

If you have suffered investment losses by James Whatley, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against James (Jim) Whatley For Broker Misconduct

As of this publication date, James Whatley has been the subject of 1 customer dispute. Let’s review it below.

In September 2019, a complaint was filed against or in reference to James Whatley by a customer of Raymond James Financial Services, Inc. alleging that the terms of a variable annuity were misrepresented. Per the customers, they lost over $35,330.25 because of Mr. Whatley’s actions.

How To File A Claim Against James (Jim) Whatley of Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc. (previously with Invest Financial Corporation and MTL Equity Products, Inc.) To Get Your Money Back

If you have questions about James Whatley, Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, Inc., Invest Financial Corporation, MTL Equity Products, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Author Photo

Chetan Patil

Chetan Patil is the founder and Managing Partner of the Patil Law. He brings over 15 years of extensive experience in diverse complex disputes and transactions, across the country. Mr. Patil specializes in litigations, trials, arbitrations, and appeals of complex securities, FINRA, financial and business disputes, with an emphasis in securities, financial services, and financial regulatory law.
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