Advisor Alert: Our Attorneys Are Investigating John Daniel Arndt For Investment Fraud
Did You Lose Money Because of John Arndt?
Filed: January 30, 2024
John Arndt has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on John Daniel Arndt.
Who Is John Daniel Arndt of Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc.?
- Advisor Name: John Daniel Arndt
- Aliases: John Arndt
- CRD: 5390741
- Location: Overland Park, Kansas
- Current Employer: Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc.
- Previous Firms: Spectrum Wealth Advisors, Inc.
- Number of Known Customer Complaints: 1
- Can John Arndt Be Sued: Yes, in Private Arbitration
- Can John Arndt’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $140,000
- Highest Settlement: $12,000
If you have suffered investment losses by John Arndt, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a breach of fiduciary duty lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against John Arndt For Broker Misconduct
As of this publication date, John Arndt has been the subject of 1 customer dispute. Let’s review it below.
In June 2020, a FINRA arbitration was filed against or in reference to John Arndt by a customer of Raymond James Financial Services, Inc. alleging breach of fiduciary duty, negligence, breach of contract, fraud, misrepresentation, failure to supervise, failure to execute, negligent hiring, and violations of the conduct rules of FINRA. Per the customer, he/she lost over $140,000 because of Mr. Arndt’s actions. On June 15, 2020, Mr. Arndt settled the claim for $12,000, and some or all of this amount may have been paid by Mr. Arndt’s employer and/or insurance carrier.
How To File A Claim Against John Arndt of Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc. (previously with Spectrum Wealth Advisors, Inc.) To Get Your Money Back
If you have questions about John Arndt, Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, Inc., Spectrum Wealth Advisors, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.