Advisor Alert: Our Attorneys Are Investigating Marion Strickler Adams III For Investment Fraud
Did You Lose Money Because of Marion Adams III?
Filed: March 13, 2024
Marion Adams III (also known as Ma’on Adams) has been the subject of one (1) regulatory event, one (1) termination event, one (1) judgment/lien event, and one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Marion Strickler Adams III.
Who Is Marion Strickler Adams III?
- Advisor Name: Marion Strickler Adams III
- Aliases: Ma’on Adams
- CRD: 1392435
- Location: Mobile, Alabama
- Current Employer: No Longer Allowed to Practice in the Securities Industry
- Previous Firms: The Jeffrey Matthews Financial Group, L.L.C., Raymond James & Associates, Inc., and Morgan Keegan & Company, Inc.
- Number of Known Customer Complaints: 1
- Number of Known Regulatory Events: 1
- Number of Known Termination Events: 1
- Number of Known Judgement/Lien Events: 1
- Can Marion Adams III Be Sued: Yes, in Private Arbitration
- Can Marion Adams III’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $100,000
- Highest Settlement: Unknown
If you have suffered investment losses by Marion Adams III, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Marion Adams III For Broker Misconduct
As of this publication date, Marion Adams III has been the subject of 1 regulatory event, 1 termination event, 1 judgment/lien event, and 1 customer dispute. Let’s review them below.
In March 2024, FINRA initiated a regulatory action against or in reference to Marion Adams III for allegedly refusing to appear for on-the-record testimony requested by FINRA in connection to its investigation.
In October 2021, Raymond James & Associates, Inc. terminated Marion Adams III for allegedly misappropriating client assets.
In July 2021, a complaint was filed against or in reference to Marion Adams III by a customer of Raymond James & Associates, Inc. alleging that Mr. Adams may have misappropriated estate assets. Per the customer, he/she lost over $100,000 because of Mr. Adams’s actions.
In April 2021, Marion Adams III was the subject of a civil judgment or lien in the amount of $165,307.59. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.
How To File A Claim Against Marion Adams III (previously with The Jeffrey Matthews Financial Group, L.L.C., Raymond James & Associates, Inc., and Morgan Keegan & Company, Inc.) To Get Your Money Back
If you have questions about Marion Adams III, The Jeffrey Matthews Financial Group, L.L.C., Raymond James & Associates, Inc., Morgan Keegan & Company, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.