Advisor Alert: Our Attorneys Are Investigating Jayson Robert Pocius For Investment Fraud
Did You Lose Money Because of Jayson Pocius?
Filed: March 13, 2024
Jayson Pocius (also known as Jay R Pocius, Jayson R Pocius) has been the subject of one (1) regulatory event and one (1) termination event. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Jayson Robert Pocius.
Who Is Jayson Robert Pocius?
- Advisor Name: Jayson Robert Pocius
- Aliases: Jay R Pocius, Jayson R Pocius, Jayson Pocius
- CRD: 6018543
- Location: Chicago, Illinois
- Current Employer: No Longer Allowed to Practice in the Securities Industry
- Previous Firms: Great Point Capital LLC, Wells Fargo Advisors Financial Network, LLC, and PNC Investments
- Number of Known Regulatory Events: 1
- Number of Known Termination Events: 1
- Can Jayson Pocius Be Sued: Yes, in Private Arbitration
- Can Jayson Pocius’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: Unknown
If you have suffered investment losses by Jayson Pocius, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Jayson Pocius For Broker Misconduct
As of this publication date, Jayson Pocius has been the subject of 1 regulatory event and 1 termination event. Let’s review them below.
In March 2024, FINRA initiated a regulatory action against or in reference to Jayson Pocius for allegedly refusing to appear for on-the-record testimony requested by FINRA in connection with its investigation originating from a Form U5 filing submitted by his member firm.
In May 2023, Wells Fargo Advisors Financial Network, LLC terminated Jayson Pocius after being discharged by the practice owner, after he admitted during review that funds from client accounts were used for his personal benefit.
How To File A Claim Against Jayson Pocius (previously with Great Point Capital LLC, Wells Fargo Advisors Financial Network, LLC, and PNC Investments) To Get Your Money Back
If you have questions about Jayson Pocius, Great Point Capital LLC, Wells Fargo Advisors Financial Network, LLC, PNC Investments, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.