Advisor Alert: Our Attorneys Are Investigating Pamela Sue Espinosa For Investment Fraud
Did You Lose Money Because of Pamela Espinosa?
Filed: March 12, 2024
Pamela Espinosa (also known as Pamela Sue Davis, Pamela Deweber) currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint and one (1) criminal event. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Pamela Sue Espinosa.
Who Is Pamela Sue Espinosa of Kestra Investment Services, LLC and Kestra Advisory Services, LLC?
- Advisor Name: Pamela Sue Espinosa
- Aliases: Pamela Sue Davis, Pamela Deweber
- CRD: 5865661
- Location: Albuquerque, New Mexico
- Current Employer: Kestra Investment Services, LLC and Kestra Advisory Services, LLC
- Previous Firms: SII Investments, Inc.
- Number of Known Customer Complaints: 1
- Number of Known Criminal Events: 1
- Can Pamela Espinosa Be Sued: Yes, in Private Arbitration
- Can Pamela Espinosa’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $1,000,000
- Highest Settlement: Unknown
If you have suffered investment losses by Pamela Espinosa, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Pamela Espinosa For Broker Misconduct
As of this publication date, Pamela Espinosa has been the subject of 1 customer dispute and 1 criminal event. Let’s review them below.
In January 2023, a FINRA arbitration was filed against or in reference to Pamela Espinosa by a customer of SII Investments, Inc. alleging that Ms. Espinosa recommended unsuitable private investments in order to generate high commissions. Additionally, claimant alleges that Ms. Espinosa engaged in cross trading. Per the customer, he/she lost over $1,000,000 because of Ms. Espinosa’s actions. As of this publication date, this claim remains pending.
In May 1993, felony charges were pressed against Ms. Espinosa in Second Judicial District Court for the State of New Mexico, County of Bernolillo. Ms. Espinosa received 1 felony charge for embezzlement.
How To File A Claim Against Pamela Espinosa of Kestra Investment Services, LLC and Kestra Advisory Services, LLC (previously with SII Investments, Inc.) To Get Your Money Back
If you have questions about Pamela Espinosa, Kestra Investment Services, LLC, Kestra Advisory Services, LLC, SII Investments, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.