Advisor Alert: Our Attorneys Are Investigating Michael Francis Baumann 3rd For Investment Fraud
Did You Lose Money Because of Michael Baumann?
Filed: March 6, 2024
Michael Baumann (also known as Mike Baumann) currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Michael Francis Baumann 3rd.
Who Is Michael Francis Baumann 3rd?
- Advisor Name: Michael Francis Baumann 3rd
- Aliases: Mike Baumann
- CRD: 1518081
- Location: Melbourne, Florida
- Current Employer: Currently Not Registered
- Previous Firms: Berthel, Fisher & Company Financial Services, Inc., Center Street Securities, Inc., and USA Financial Securities Corporation
- Number of Known Customer Complaints: 1
- Can Michael Baumann Be Sued: Yes, in Private Arbitration
- Can Michael Baumann’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $295,000
- Highest Settlement: Unknown
If you have suffered investment losses by Michael Baumann, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Michael Baumann For Broker Misconduct
As of this publication date, Michael Baumann has been the subject of 1 customer dispute. Let’s review it below.
In April 2023, a complaint was filed against or in reference to Michael Baumann by a customer of Honor Investment Group LLC alleging unsuitable sale of alternative investment to an accredited investor. Per the customer, he/she lost over $295,000 because of Mr. Baumann’s actions. As of this publication date, this claim remains pending.
How To File A Claim Against Michael Baumann (previously with Berthel, Fisher & Company Financial Services, Inc., Center Street Securities, Inc., and USA Financial Securities Corporation) To Get Your Money Back
If you have questions about Michael Baumann, Berthel, Fisher & Company Financial Services, Inc., Center Street Securities, Inc., USA Financial Securities Corporation, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.