Advisor Alert: Our Attorneys Are Investigating Richard George Hubert DePalma For Investment Fraud
Did You Lose Money Because of Richard DePalma?
Filed: March 6, 2024
Richard DePalma (also known as Richard George Hubert, Richard Hubert) currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Richard George Hubert DePalma.
Who Is Richard George Hubert DePalma of Centaurus Financial, Inc.?
- Advisor Name: Richard George Hubert DePalma
- Aliases: Richard George Hubert, Richard Hubert
- CRD: 4517536
- Location: Erie, Pennsylvania
- Current Employer: Centaurus Financial, Inc.
- Previous Firms: Transamerica Financial Advisors, Inc. and American General Securities Incorporated
- Number of Known Customer Complaints: 1
- Can Richard DePalma Be Sued: Yes, in Private Arbitration
- Can Richard DePalma’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: Unknown
If you have suffered investment losses by Richard DePalma, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Richard DePalma For Broker Misconduct
As of this publication date, Richard DePalma has been the subject of 1 customer dispute. Let’s review it below.
In April 2023, a FINRA arbitration was filed against or in reference to Richard DePalma by a customer of Centaurus Financial, Inc. alleging that in March 2020 and May 2020, Mr. DePalma misrepresented and recommended unsuitable, high-risk, speculative and illiquid investments. As of this publication date, this claim remains pending.
How To File A Claim Against Richard DePalma of Centaurus Financial, Inc. (previously with Transamerica Financial Advisors, Inc. and American General Securities Incorporated) To Get Your Money Back
If you have questions about Richard DePalma, Centaurus Financial, Inc., Transamerica Financial Advisors, Inc., American General Securities Incorporated, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.