Advisor Alert: Our Attorneys Are Investigating Cynthia Elaine Harless For Investment Fraud
Did You Lose Money Because of Cynthia (Cindy) Harless?
Filed: January 29, 2024
Cynthia Harless (also known as Cindy Harless) has been the subject of three (3) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Cynthia Elaine Harless.
Who Is Cynthia Elaine Harless of Raymond James & Associates, Inc.?
- Advisor Name: Cynthia Elaine Harless
- Aliases: Cindy Harless, Cynthia E Harless
- CRD: 1882246
- Location: Knoxville, Tennessee
- Current Employer: Raymond James & Associates, Inc.
- Previous Firms: Morgan Keegan & Company, Inc. and Hilliard Lyons Asset Management
- Number of Known Customer Complaints: 3
- Can Cynthia Harless Be Sued: Yes, in Private Arbitration
- Can Cynthia Harless’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $100,000
- Highest Settlement: Unknown
If you have suffered investment losses by Cynthia Harless, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Cynthia (Cindy) Harless For Broker Misconduct
As of this publication date, Cynthia Harless has been the subject of 3 customer disputes. Let’s review them below.
In December 2019, a complaint was filed against or in reference to Cynthia Harless by a customer of Raymond James & Associates, Inc. alleging that investments were unsuitable and misrepresented at the point of sale. Per the customer, he/she lost over $82,722.73 because of Ms. Harless’s actions.
In June 2004, a complaint was filed against or in reference to Cynthia Harless by a customer of Hilliard Lyons alleging misrepresentation and that broker “guaranteed” principal on mutual fund investment. Per the customer, he/she lost over $26,219.17 because of Ms. Harless’s actions.
In June 2002, a complaint was filed against or in reference to Cynthia Harless by a customer of J.J.B. Hilliard, W.L. Lyons, Inc. alleging misrepresentation. The client states he did not understand what a margin is. Per the customer, he lost over $100,000 because of Ms. Harless’s actions.
How To File A Claim Against Cynthia (Cindy) Harless of Raymond James & Associates, Inc. (previously with Morgan Keegan & Company, Inc. and Hilliard Lyons Asset Management) To Get Your Money Back
If you have questions about Cynthia Harless, Raymond James & Associates, Inc., Morgan Keegan & Company, Inc., Hilliard Lyons Asset Management, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.