Advisor Alert: Our Attorneys Are Investigating John Charles Dixon For Investment Fraud
Did You Lose Money Because of John Dixon?
Filed: November 15, 2023
John Dixon currently has one (1) pending customer complaint. Overall, he has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on John Charles Dixon.
Who Is John Charles Dixon of Independent Financial Group, LLC?
- Advisor Name: John Charles Dixon
- Aliases: John C Dixon
- CRD: 4239339
- Location: Pocatello, Idaho
- Current Employer: Independent Financial Group, LLC
- Previous Firms: LPL Financial LLC and Bancwest Investment Services, Inc.
- Number of Known Customer Complaints: 2
- Can John Dixon Be Sued: Yes, in Private Arbitration
- Can John Dixon’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $250,000
- Highest Settlement: $21,500
If you have suffered investment losses by John Dixon, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against John Dixon For Broker Misconduct
As of this publication date, John Dixon has been the subject of 2 customer disputes. Let’s review them below.
In November 2022, a FINRA arbitration was filed against or in reference to John Dixon by a customer of LPL Financial LLC and Independent Financial Group, LLC alleging misrepresentation and suitability. Per the customer, he/she lost over $250,000 because of Mr. Dixon’s actions. As of this publication date, this claim remains pending.
In June 2019, a FINRA arbitration was filed against or in reference to John Dixon by a customer of LPL Financial LLC alleging that a variety of investments were unsuitable and that LPL failed to meet due diligence requirements. The client also alleges fraud, misrepresentation, breach of fiduciary duty, negligent failure to supervise and negligence on behalf of respondent. Per the customer, he/she lost over $100,000 because of Mr. Dixon’s actions. On June 30, 2020, Mr. Dixon settled the claim for $21,500, and some or all of this amount may have been paid by Mr. Dixon’s employer and/or insurance carrier.
How To File A Claim Against John Dixon of Independent Financial Group, LLC (previously with LPL Financial LLC and Bancwest Investment Services, Inc.) To Get Your Money Back.
If you have questions about John Dixon, Independent Financial Group, LLC, LPL Financial LLC, Bancwest Investment Services, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.