Advisor Alert: Our Attorneys Are Investigating Kurt Enoch Chase For Investment Fraud
Did You Lose Money Because of Kurt Chase?
Filed: November 15, 2023
Kurt Chase has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Kurt Enoch Chase.
Who Is Kurt Enoch Chase of Raymond James Financial Services, Inc. and Raymond James Financial Service Advisors, Inc.?
- Advisor Name: Kurt Enoch Chase
- Aliases: Kurt E Chase
- CRD: 3051215
- Location: Lacey, Washington
- Current Employer: Raymond James Financial Services, Inc. and Raymond James Financial Service Advisors, Inc.
- Previous Firms: Cetera Investment Advisers LLC and Cetera Investment Services LLC
- Number of Known Customer Complaints: 2
- Can Kurt Chase Be Sued: Yes, in Private Arbitration
- Can Kurt Chase’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $140,000
- Highest Settlement: Unknown
If you have suffered investment losses by Kurt Chase, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a failure to supervise lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Kurt Chase For Broker Misconduct
As of this publication date, Kurt Chase has been the subject of 2 customer disputes. Let’s review them below.
In August 2020, a complaint was filed against or in reference to Kurt Chase by a customer of Cetera Investment Services LLC alleging that the product did not perform as described. Per the customer, he/she lost over $42,000 because of Mr. Chase’s actions.
In March 2004, a complaint was filed against or in reference to Kurt Chase by a customer of Morgan Stanley DW Inc. alleging that Mr. Chase provided unsuitable investment advice. Per the customer, he/she lost over $140,000 because of Mr. Chase’s actions.
How To File A Claim Against Kurt Chase of Raymond James Financial Services, Inc. and Raymond James Financial Service Advisors, Inc. (previously with Cetera Investment Advisers LLC and Cetera Investment Services LLC) To Get Your Money Back.
If you have questions about Kurt Chase, Raymond James Financial Services, Inc., Raymond James Financial Service Advisors, Inc., Cetera Investment Advisers LLC, Cetera Investment Services LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.