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Did You Lose Money Because of Phillip Jones?

Filed: February 1, 2024

Phillip Jones currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Phillip Wayne Jones.

Who Is Phillip Wayne Jones of Merrill Lynch, Pierce, Fenner & Smith Incorporated?

  • Advisor Name: Phillip Wayne Jones
  • Aliases: Phillip W Jones
  • CRD: 2445213
  • Location: Houston, Texas
  • Current Employer: Merrill Lynch, Pierce, Fenner & Smith Incorporated
  • Previous Firms: Unknown
  • Number of Known Customer Complaints: 1
  • Can Phillip Jones Be Sued: Yes, in Private Arbitration
  • Can Phillip Jones’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $5,000,000
  • Highest Settlement: Unknown

If you have suffered investment losses by Phillip Jones, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Phillip Jones For Broker Misconduct

As of this publication date, Phillip Jones has been the subject of 1 customer dispute. Let’s review it below.

In December 2023, a complaint was filed against or in reference to Phillip Jones by a customer of Merrill Lynch, Pierce, Fenner & Smith Incorporated alleging misrepresentation, omissions, and unsuitable investment recommendations in 2016 and 2017. Per the customer, he/she lost over $5,000,000 because of Mr. Jones’s actions. As of this publication date, this claim remains pending.

How To File A Claim Against Phillip Jones of Merrill Lynch, Pierce, Fenner & Smith Incorporated To Get Your Money Back

If you have questions about Phillip Jones, Merrill Lynch, Pierce, Fenner & Smith Incorporated, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Author Photo

Chetan Patil

Chetan Patil is the founder and Managing Partner of the Patil Law. He brings over 15 years of extensive experience in diverse complex disputes and transactions, across the country. Mr. Patil specializes in litigations, trials, arbitrations, and appeals of complex securities, FINRA, financial and business disputes, with an emphasis in securities, financial services, and financial regulatory law.
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