Advisor Alert: Our Attorneys Are Investigating John Joseph Robb For Investment Fraud
Did You Lose Money Because of John Robb?
Filed: January 31, 2024
John Robb has been the subject of one (1) customer complaint and three (3) termination events. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on John Joseph Robb.
Who Is John Joseph Robb?
- Advisor Name: John Joseph Robb
- Aliases: John Robb
- CRD: 1649189
- Location: Mobile, Alabama
- Current Employer: Currently Not Registered
- Previous Firms: Raymond James Financial Services, Inc., Pan-American Financial Advisers, and A. G. Edwards & Sons, Inc.
- Number of Known Customer Complaints: 1
- Number of Known Termination Events: 3
- Can John Robb Be Sued: Yes, in Private Arbitration
- Can John Robb’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $15,092
- Highest Settlement: Unknown
If you have suffered investment losses by John Robb, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against John Robb For Broker Misconduct
As of this publication date, John Robb has been the subject of 1 customer dispute and 3 termination events. Let’s review them below.
In November 2020, a complaint was filed against or in reference to John Robb by a customer of Raymond James Financial Services, Inc. alleging unsuitable investments and excessive trading. Per the customer, he/she lost over $15,092 because of Mr. Robb’s actions.
In August 2020, Raymond James Financial Services, Advisors terminated John Robb as his practices were inconsistent with the Firm’s policies regarding trading volume
In August 2020, Raymond James Financial Services, Inc. terminated John Robb as his practices were inconsistent with the Firm’s policies regarding trading volume
In July 1994, Dean Witter terminated John Robb for alleged failure to follow firm procedures for review and approval of outgoing correspondence
How To File A Claim Against John Robb (previously with Raymond James Financial Services, Inc., Pan-American Financial Advisers, and A. G. Edwards & Sons, Inc.) To Get Your Money Back
If you have questions about John Robb, Raymond James Financial Services, Inc., Pan-American Financial Advisers, A. G. Edwards & Sons, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.