Advisor Alert: Our Attorneys Are Investigating Randy Carter Cox For Investment Fraud
Did You Lose Money Because of Randy Cox?
Filed: January 30, 2024
Randy Cox currently has one (1) pending customer complaint. Overall, he has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Randy Carter Cox.
Who Is Randy Carter Cox of Osaic Wealth, Inc.?
- Advisor Name: Randy Carter Cox
- Aliases: Randy Cox
- CRD: 2544998
- Location: Hudson Oaks, Texas
- Current Employer: Osaic Wealth, Inc.
- Previous Firms: FSC Securities Corporation and Cox-Springer Financial Advisors
- Number of Known Customer Complaints: 2
- Can Randy Cox Be Sued: Yes, in Private Arbitration
- Can Randy Cox’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $500,000
- Highest Settlement: $100,000
If you have suffered investment losses by Randy Cox, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a churning lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Randy Cox For Broker Misconduct
As of this publication date, Randy Cox has been the subject of 2 customer disputes. Let’s review them below.
In November 2023, a complaint was filed against or in reference to Randy Cox by a customer of FSC Securities Corporation alleging that Mr. Cox sold the client an alternative investment that was unsuitable. Per the customer, he/she lost over $100,000 because of Mr. Cox’s actions. As of this publication date, this claim remains pending.
In March 2012, a FINRA arbitration was filed against or in reference to Randy Cox by a customer of FSC Securities Corporation alleging violations of Texas securities laws and FINRA rules, which allegedly caused losses. Per the customer, he/she lost over $500,000 because of Mr. Cox’s actions. On January 13, 2014, Mr. Cox settled the claim for $100,000, and some or all of this amount may have been paid by Mr. Cox’s employer and/or insurance carrier.
How To File A Claim Against Randy Cox of Osaic Wealth, Inc. (previously with FSC Securities Corporation and Cox-Springer Financial Advisors) To Get Your Money Back
If you have questions about Randy Cox, Osaic Wealth, Inc., FSC Securities Corporation, Cox-Springer Financial Advisors, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.