Advisor Alert: Our Attorneys Are Investigating Brian Eric Cantel For Investment Fraud
Did You Lose Money Because of Brian Cantel?
Filed: March 19, 2024
Brian Cantel currently has one (1) pending customer complaint. Overall, he has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Brian Eric Cantel.
Who Is Brian Eric Cantel of Berthel, Fisher & Company Financial Services, Inc.?
- Advisor Name: Brian Eric Cantel
- Aliases: Brian Cantel
- CRD: 1743229
- Location: Flowery Branch, Georgia
- Current Employer: Berthel, Fisher & Company Financial Services, Inc.
- Previous Firms: BFC Planning, Inc., ING Financial Partners, Inc., and Locust Street Securities, Inc.
- Number of Known Customer Complaints: 2
- Can Brian Cantel Be Sued: Yes, in Private Arbitration
- Can Brian Cantel’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $25,000
- Highest Settlement: $10,000
If you have suffered investment losses by Brian Cantel, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a failure to supervise lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Brian Cantel For Broker Misconduct
As of this publication date, Brian Cantel has been the subject of 2 customer disputes. Let’s review them below.
In November 2022, a FINRA arbitration was filed against or in reference to Brian Cantel by multiple customers of Berthel, Fisher & Company Financial Services, Inc. alleging that the investments they purchased between 2012 and 2019 were misrepresented to them, were unsuitable, and led to overconcentration of high-risk investments in their accounts. They further allege the firm failed to conduct adequate due diligence of the recommended investments and was negligent in its supervision of the representative. As of this publication date, this claim remains pending.
In March 2021, a FINRA arbitration was filed against or in reference to Brian Cantel by a customer of Berthel, Fisher & Company Financial Services, Inc. alleging that the investments the client purchased in 2015-2018 were unsuitable and misrepresented to him by the representative. The client also alleges the firm failed to supervise the activities of the representative and failed to conduct adequate due diligence. Per the customer, he lost over $25,000 because of Mr. Cantel’s actions. On April 6, 2021, Mr. Cantel settled the claim for $10,000, and some or all of this amount may have been paid by Mr. Cantel’s employer and/or insurance carrier.
How To File A Claim Against Brian Cantel of Berthel, Fisher & Company Financial Services, Inc. (previously with BFC Planning, Inc., ING Financial Partners, Inc., and Locust Street Securities, Inc.) To Get Your Money Back
If you have questions about Brian Cantel, Berthel, Fisher & Company Financial Services, Inc., BFC Planning, Inc., ING Financial Partners, Inc., Locust Street Securities, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.