Advisor Alert: Our Attorneys Are Investigating Michael John Mattie For Investment Fraud
Did You Lose Money Because of Michael Mattie?
Filed: November 29, 2023
Michael Mattie has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Michael John Mattie.
Who Is Michael John Mattie?
- Advisor Name: Michael John Mattie
- Aliases: Michael Mattie
- CRD: 2210787
- Location: Doylestown, Pennsylvania
- Current Employer: Currently Not Registered
- Previous Firms: LPL Financial LLC, Wachovia Securities, LLC, and First Union Securities, Inc.
- Number of Known Customer Complaints: 1
- Can Michael Mattie Be Sued: Yes, in Private Arbitration
- Can Michael Mattie’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: $3,751.57
If you have suffered investment losses by Michael Mattie, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a failure to supervise lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Michael Mattie For Broker Misconduct
As of this publication date, Michael Mattie has been the subject of 1 customer dispute. Let’s review it below.
In December 2016, a complaint was filed against or in reference to Michael Mattie by a customer of LPL Financial LLC alleging poor management of the client’s account resulting in poor performance and losses. On March 30, 2017, Mr. Mattie settled the claim for $3,751.57, and some or all of this amount may have been paid by Mr. Mattie’s employer and/or insurance carrier.
How To File A Claim Against Michael Mattie (previously with LPL Financial LLC, Wachovia Securities, LLC, and First Union Securities, Inc.) To Get Your Money Back.
If you have questions about Michael Mattie, LPL Financial LLC, Wachovia Securities, LLC, First Union Securities, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.