Advisor Alert: Our Attorneys Are Investigating Debbie Leemckenna Cavanaugh For Investment Fraud
Did You Lose Money Because of Debbie Cavanaugh?
Filed: March 11, 2024
Debbie Cavanaugh (also known as Debbie Lee Cavanaugh, Debbie Mckenna Cavanaugh, Debbie M Cavanaugh, Debbie Mckenna Little, Debbie Lee Mckenna, Debbie Mckenna, Debbie Lee Mckennacavanaugh) currently has one (1) pending customer complaint and one (1) pending regulatory event. Overall, he has been the subject of two (2) customer complaints and one (1) regulatory event. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Debbie Leemckenna Cavanaugh.
Who Is Debbie Leemckenna Cavanaugh of Centaurus Financial, Inc.?
- Advisor Name: Debbie Leemckenna Cavanaugh
- Aliases: Debbie Lee Cavanaugh, Debbie Mckenna Cavanaugh, Debbie M Cavanaugh, Debbie Mckenna Little, Debbie Lee Mckenna, Debbie Mckenna, Debbie Lee Mckennacavanaugh
- CRD: 1268420
- Location: Kalispell, Montana
- Current Employer: Centaurus Financial, Inc.
- Previous Firms: Independent Financial Group, LLC and Securities America, Inc.
- Number of Known Customer Complaints: 2
- Number of Known Regulatory Events: 1
- Can Debbie Cavanaugh Be Sued: Yes, in Private Arbitration
- Can Debbie Cavanaugh’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $780,990
- Highest Settlement: $60,000
If you have suffered investment losses by Debbie Cavanaugh, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Debbie Cavanaugh For Broker Misconduct
As of this publication date, Debbie Cavanaugh has been the subject of 2 customer disputes. Let’s review them below.
In August 2023, United States Securities and Exchange Commission initiated a regulatory action against or in reference to Debbie Cavanaugh for allegedly potentially violating Rule 151-1(a) of the Securities Exchange Act of 1934, known as Regulation Best Interest, by failing to comply with the Care Obligation found in Rule 151-1(a)(2)(ii).
In February 2023, a FINRA arbitration was filed against or in reference to Debbie Cavanaugh by a customer of Independent Financial Group, LLC alleging that an investment was not suitable. Per the customer, he/she lost over $50,000 because of Ms. Cavanaugh’s actions. As of this publication date, this claim remains pending.
In January 2011, a FINRA arbitration was filed against or in reference to Debbie Cavanaugh by a customer of Securities America, Inc. alleging unsuitability, breach of fiduciary duty and misrepresentation. Per the customer, he/she lost over $780,990 because of Ms. Cavanaugh’s actions. On March 7, 2012, Ms. Cavanaugh settled the claim for $60,000, and some or all of this amount may have been paid by Ms. Cavanaugh’s employer and/or insurance carrier.
How To File A Claim Against Debbie Cavanaugh of Centaurus Financial, Inc. (previously with Independent Financial Group, LLC and Securities America, Inc.) To Get Your Money Back
If you have questions about Debbie Cavanaugh, Centaurus Financial, Inc., Independent Financial Group, LLC, Securities America, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.