Advisor Alert: Our Attorneys Are Investigating Matthew James Romeo For Investment Fraud
Did You Lose Money Because of Matt Romeo?
Filed: February 9, 2024
Matthew Romeo (also known as Matt Romeo) currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint and one (1) regulatory event. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Matthew James Romeo.
Who Is Matthew James Romeo?
- Advisor Name: Matthew James Romeo
- Aliases: Matt Romeo
- CRD: 4201945
- Location: Dublin, Ohio
- Current Employer: Currently Not Registered
- Previous Firms: Mid Atlantic Capital Corporation and Cambridge Investment Research, Inc.
- Number of Known Customer Complaints: 1
- Number of Known Regulatory Events: 1
- Can Matthew Romeo Be Sued: Yes, in Private Arbitration
- Can Matthew Romeo’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $500,000
- Highest Settlement: Unknown
If you have suffered investment losses by Matthew Romeo, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Matt Romeo For Broker Misconduct
As of this publication date, Matthew Romeo has been the subject of 1 customer dispute and 1 regulatory event. Let’s review them below.
In October 2023, a FINRA arbitration was filed against or in reference to Matthew Romeo by a customer of Cambridge Investment Research, Inc. alleging that Mr. Romeo recommended an unsuitable investment. The claimant suggests the investment was misrepresented. Per the customer, he/she lost over $500,000 because of Mr. Romeo’s actions. As of this publication date, this claim remains pending.
In January 2016, United States Securities And Exchange Commission initiated a regulatory action against or in reference to Matthew Romeo for willfully violating Sections 206(2) and 207 of the Advisers Act and caused violations of Sections 204 of the Advisers Act and Rules 204-3(a) and 204-3(b)(1) and (2) thereunder.
How To File A Claim Against Matt Romeo (previously with Mid Atlantic Capital Corporation and Cambridge Investment Research, Inc.) To Get Your Money Back
If you have questions about Matthew Romeo, Mid Atlantic Capital Corporation, Cambridge Investment Research, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.